0001225208-19-015595.txt : 20191210 0001225208-19-015595.hdr.sgml : 20191210 20191210173841 ACCESSION NUMBER: 0001225208-19-015595 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191206 FILED AS OF DATE: 20191210 DATE AS OF CHANGE: 20191210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yates William Rufus CENTRAL INDEX KEY: 0001557353 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10853 FILM NUMBER: 191278536 MAIL ADDRESS: STREET 1: PO BOX 1250 CITY: WINSTON SALEM STATE: NC ZIP: 27102-1250 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRUIST FINANCIAL CORP CENTRAL INDEX KEY: 0000092230 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560939887 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 3367332000 MAIL ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: BB&T CORP DATE OF NAME CHANGE: 19970527 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHERN NATIONAL CORP /NC/ DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2019-12-06 1 0000092230 TRUIST FINANCIAL CORP TFC 0001557353 Yates William Rufus 214 N. TRYON STREET CHARLOTTE NC 28202 1 Sr. Executive Vice President Common Stock 30838.8620 D Series F Nonconvertible Perpetual Preferred Stock 2448.0000 D Common Stock 20038.8090 I By 401(k) Common Stock 1699.8180 I By ESOP Common Stock 22000.0000 I By Family Trust Stock Option (right to buy) 32.1000 2017-03-15 2026-02-23 Common Stock 8139.0000 8139.0000 D Stock Option (right to buy) 37.5500 2015-02-25 2024-02-25 Common Stock 10204.0000 10204.0000 D Stock Option (right to buy) 38.2200 2016-03-15 2025-02-24 Common Stock 18535.0000 18535.0000 D Includes 601.419 shares acquired between January 1, 2019 and September 30, 2019. The information in this report is based on plan statements dated January 1, 2019 through September 30, 2019. On February 23, 2016, the reporting person was granted an option to purchase 24,418 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2017, 2018, and 2019. The performance criteria for 2019 were met, resulting in 8,139 options being earned. On February 25, 2014, the reporting person was granted an option to purchase 10,204 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending February 25, 2015, 2016, and 2017. The performance criteria for 2017 were met, resulting in 3,402 options being earned. On February 24, 2015, the reporting person was granted an option to purchase 18,535 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2016, 2017, and 2018. The performance criteria for 2018 were met, resulting in 6,178 options being earned. Carla Brenwald, Attorney-in-fact 2019-12-10