0001437749-18-007687.txt : 20180425 0001437749-18-007687.hdr.sgml : 20180425 20180425160219 ACCESSION NUMBER: 0001437749-18-007687 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180423 FILED AS OF DATE: 20180425 DATE AS OF CHANGE: 20180425 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FINE N SCOTT CENTRAL INDEX KEY: 0001163556 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25466 FILM NUMBER: 18774346 MAIL ADDRESS: STREET 1: 600 3RD AVE CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CTD HOLDINGS INC CENTRAL INDEX KEY: 0000922247 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 593029743 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6714 NW 16TH STREET, SUITE B CITY: GAINSVILLE STATE: FL ZIP: 32653 BUSINESS PHONE: 386-418-8060 MAIL ADDRESS: STREET 1: PO BOX 1180 CITY: ALACHUA STATE: FL ZIP: 32616-1180 FORMER COMPANY: FORMER CONFORMED NAME: CYCLODEXTRIN TECHNOLOGIES DEVELOPMENT INC DATE OF NAME CHANGE: 19941012 4 1 rdgdoc.xml FORM 4 X0306 4 2018-04-23 0000922247 CTD HOLDINGS INC CTDH 0001163556 FINE N SCOTT 6714 NW 16TH STREET, SUITE B GAINESVILLE FL 32163 1 1 Chief Executive Officer Series B Convertible Preferred Stock 0.25 2018-04-23 4 P 0 1000 A Common Stock 400000 2000 D Warrant to Purchase Common Stock 0.25 2018-04-23 4 P 0 400000 A 2018-04-23 2025-04-23 Common Stock 400000 400000 D The Series B Convertible Preferred Stock ("Series B Preferred") will automatically convert into Common Stock on the date the Issuer effects an increase of its authorized shares of Common Stock and/or a reverse stock split so that it has a sufficient number of authorized and unissued shares of Common Stock to permit the conversion or exercise, as applicable of all outstanding shares of Series B Preferred, warrants, options and other convertible securities of the Issuer. The reported securities consist of 1,000 "Units" purchased by the reporting person for $100 per Unit. Each Unit consists of one share of Series B Preferred and warrants to purchase 400 shares of Common Stock. Includes 1,000 shares of Series B Preferred held by the pension plan of a limited liability company of which the reporting person is the sole member. /s/ N. Scott Fine 2018-04-24