0001209191-23-011689.txt : 20230222 0001209191-23-011689.hdr.sgml : 20230222 20230222163727 ACCESSION NUMBER: 0001209191-23-011689 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230217 FILED AS OF DATE: 20230222 DATE AS OF CHANGE: 20230222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bergstein Joseph P Jr CENTRAL INDEX KEY: 0001661030 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11459 FILM NUMBER: 23653801 MAIL ADDRESS: STREET 1: TWO NORTH NINTH STREET CITY: ALLENTOWN STATE: PA ZIP: 18101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PPL Corp CENTRAL INDEX KEY: 0000922224 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 232758192 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 BUSINESS PHONE: 610-774-5151 MAIL ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 FORMER COMPANY: FORMER CONFORMED NAME: PPL CORP DATE OF NAME CHANGE: 20000214 FORMER COMPANY: FORMER CONFORMED NAME: PP&L RESOURCES INC DATE OF NAME CHANGE: 19941123 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-17 0 0000922224 PPL Corp PPL 0001661030 Bergstein Joseph P Jr TWO NORTH NINTH STREET ALLENTOWN PA 18101 0 1 0 0 EVP and CFO Common Stock 2023-02-17 4 M 0 25167 28.81 A 61600.302 D Common Stock 2023-02-17 4 F 0 7241 28.81 D 54359.302 D Common Stock 356.979 I Held in trust pursuant to the Employee Stock Ownership Plan. Common Stock 56.767 I As custodian for children under the Dividend Reinvestment Plan. Stock Unit (SIP) 0.00 2023-02-17 4 M 0 25167 0.00 D Common Stock 25167 0 D Total includes the reinvestment of dividends. Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP). No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (172.5%, or an additional 10,577.682 units) based on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of the percentage of the award earned was made by the Compensation Committee on 01/20/2023 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/17/2023. As of 02/22/2023, total performance units beneficially owned is 138,135.046. This total includes the 01/21/2021 grants of 21,906.89 and 21,906.89 performance units, and the three 01/27/2023 grants of (a) 21,984.618, (b) 10,992.824, and (c) 10,992.824 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 25,175, (b) 12,588, and (c) 12,588 performance units. /s/ W. Eric Marr, as Attorney-In-Fact for Joseph P. Bergstein, Jr. 2023-02-22