0001209191-22-012334.txt : 20220223 0001209191-22-012334.hdr.sgml : 20220223 20220223175149 ACCESSION NUMBER: 0001209191-22-012334 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220218 FILED AS OF DATE: 20220223 DATE AS OF CHANGE: 20220223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bergstein Joseph P Jr CENTRAL INDEX KEY: 0001661030 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11459 FILM NUMBER: 22665317 MAIL ADDRESS: STREET 1: TWO NORTH NINTH STREET CITY: ALLENTOWN STATE: PA ZIP: 18101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PPL Corp CENTRAL INDEX KEY: 0000922224 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 232758192 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 BUSINESS PHONE: 610-774-5151 MAIL ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 FORMER COMPANY: FORMER CONFORMED NAME: PPL CORP DATE OF NAME CHANGE: 20000214 FORMER COMPANY: FORMER CONFORMED NAME: PP&L RESOURCES INC DATE OF NAME CHANGE: 19941123 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-02-18 0 0000922224 PPL Corp PPL 0001661030 Bergstein Joseph P Jr TWO NORTH NINTH STREET ALLENTOWN PA 18101 0 1 0 0 EVP and CFO Common Stock 2022-02-18 4 M 0 17333 26.10 A 35055.219 D Common Stock 2022-02-18 4 F 0 5022 26.10 D 30033.219 D Common Stock 345.943 I Held in trust pursuant to the Employee Stock Ownership Plan. Common Stock 55.1 I As custodian for children under the Dividend Reinvestment Plan. Performance Stock Unit (ICPKE) 0.00 2022-02-18 4 M 0 7283 0.00 D Common Stock 7283 0 D Performance Stock Unit (SIP) 0.00 2022-02-18 4 M 0 10050 0.00 D Common Stock 10050 0 D Total includes the reinvestment of dividends. Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE) or the Stock Incentive Plan (SIP), as applicable. No conversion or exercise price or exercise or expiration date applies. Under the terms of both the Incentive Compensation Plan for Key Employees (ICPKE) and the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the Compensation Committee on 01/27/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2022. As of 02/23/2022, total performance units beneficially owned is 113,368.26. This total includes the 01/23/2020 grants of 14,140.968 and 14,140.968 performance units and the 01/21/2021 grants of 21,233.662 and 21,233.662 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 21,309, (b) 10,655, and (c) 10,655 performance units. /s/ W. Eric Marr, as Attorney-In-Fact for Joseph P. Bergstein, Jr. 2022-02-23