0001209191-21-012727.txt : 20210222 0001209191-21-012727.hdr.sgml : 20210222 20210222164045 ACCESSION NUMBER: 0001209191-21-012727 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210218 FILED AS OF DATE: 20210222 DATE AS OF CHANGE: 20210222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dudkin Gregory N CENTRAL INDEX KEY: 0001467343 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11459 FILM NUMBER: 21660920 MAIL ADDRESS: STREET 1: TWO NORTH NINTH STREET CITY: ALLENTOWN STATE: PA ZIP: 18101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PPL Corp CENTRAL INDEX KEY: 0000922224 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 232758192 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 BUSINESS PHONE: 610-774-5151 MAIL ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 FORMER COMPANY: FORMER CONFORMED NAME: PPL CORP DATE OF NAME CHANGE: 20000214 FORMER COMPANY: FORMER CONFORMED NAME: PP&L RESOURCES INC DATE OF NAME CHANGE: 19941123 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-18 0 0000922224 PPL Corp PPL 0001467343 Dudkin Gregory N TWO NORTH NINTH STREET ALLENTOWN PA 18101 0 1 0 0 President of a PPL Subsidiary Common Stock 2021-02-18 4 M 0 28872 27.77 A 65498.791 D Common Stock 2021-02-18 4 F 0 9083 27.77 D 56415.791 D Common Stock 2021-02-19 4 S 0 19789 27.78 D 36626.791 D Common Stock 91.872 I Held in trust pursuant to the Employee Stock Ownership Plan. Performance Stock Unit (SIP) 0.00 2021-02-18 4 M 0 28872 0.00 D Common Stock 28872 0 D Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP). Represents the sale of 19,789 shares of common stock pursuant to a 10b5-1 plan, dated August 19, 2020. Total includes the reinvestment of dividends. No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2020. Determination of the percentage of the award earned was made by the Compensation Committee on 01/21/2021 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2021. As of 02/22/2021, total performance units beneficially owned is 88,831.608. This total includes the 01/24/2019 grants of 15,477.614 and 15,477.614 performance units, and the 01/23/2020 grants of 12,701.19 and 12,701.19 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 16,237 and 16,237 performance units. /s/ W. Eric Marr, as Attorney-In-Fact for Gregory N. Dudkin 2021-02-22