0001209191-20-009992.txt : 20200218
0001209191-20-009992.hdr.sgml : 20200218
20200218153441
ACCESSION NUMBER: 0001209191-20-009992
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200214
FILED AS OF DATE: 20200218
DATE AS OF CHANGE: 20200218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thompson Paul W
CENTRAL INDEX KEY: 0001693122
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11459
FILM NUMBER: 20625054
MAIL ADDRESS:
STREET 1: TWO NORTH NINTH STREET
CITY: ALLENTOWN
STATE: PA
ZIP: 18101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PPL Corp
CENTRAL INDEX KEY: 0000922224
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 232758192
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TWO N NINTH ST
CITY: ALLENTOWN
STATE: PA
ZIP: 18101-1179
BUSINESS PHONE: 610-774-5151
MAIL ADDRESS:
STREET 1: TWO N NINTH ST
CITY: ALLENTOWN
STATE: PA
ZIP: 18101-1179
FORMER COMPANY:
FORMER CONFORMED NAME: PPL CORP
DATE OF NAME CHANGE: 20000214
FORMER COMPANY:
FORMER CONFORMED NAME: PP&L RESOURCES INC
DATE OF NAME CHANGE: 19941123
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-02-14
0
0000922224
PPL Corp
PPL
0001693122
Thompson Paul W
TWO NORTH NINTH STREET
ALLENTOWN
PA
18101
0
1
0
0
Chairman of a PPL Subsidiary
Common Stock
2020-02-14
4
M
0
10097
35.37
A
13398.293
D
Common Stock
2020-02-14
4
F
0
3186
35.37
D
10212.293
D
Common Stock
2020-02-14
4
M
0
9619.236
35.37
A
19831.529
D
Common Stock
2020-02-14
4
F
0
3035
35.37
D
16796.529
D
Performance Stock Unit (SIP)
2020-02-14
4
A
0
5048.707
0.00
A
Common Stock
5048.707
10097
D
Performance Stock Unit (SIP)
0.00
2020-02-14
4
M
0
10097
0.00
D
Common Stock
10097
0
D
Stock Unit (SIP)
0.00
2020-02-14
4
M
0
9619.236
0.00
D
Common Stock
9619.236
0
D
Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).
No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020.
As of 02/18/2020, total performance units beneficially owned is 72,517.636. This total includes the 01/25/2018 grants of 12,221.118 and 12,221.118 performance units, the 01/24/2019 grants of 13,202.7 and 13,202.7 performance units, and the 01/23/2020 grants of 10,835 and 10,835 performance units, plus in the case of the 01/25/2018 and 01/24/2019 grants, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units.
Total includes the reinvestment of dividends.
The units vested on 02/14/2020.
As of 02/18/2020, total restricted stock units beneficially owned is 18,129.907. This total includes the 01/25/2018 grant of 6,110.557 restricted stock units, the 01/24/2019 grant of 6,601.35 restricted stock units, and the 01/23/2020 grant of 5,418 restricted stock units, plus in the case of the 01/25/2018 and 01/24/2019 grants, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units.
/s/Frederick C. Paine, as Attorney-In-Fact for Paul W. Thompson
2020-02-18