0001209191-20-007419.txt : 20200207 0001209191-20-007419.hdr.sgml : 20200207 20200207135802 ACCESSION NUMBER: 0001209191-20-007419 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200123 FILED AS OF DATE: 20200207 DATE AS OF CHANGE: 20200207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bergstein Joseph P Jr CENTRAL INDEX KEY: 0001661030 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11459 FILM NUMBER: 20586687 MAIL ADDRESS: STREET 1: TWO NORTH NINTH STREET CITY: ALLENTOWN STATE: PA ZIP: 18101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PPL Corp CENTRAL INDEX KEY: 0000922224 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 232758192 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 BUSINESS PHONE: 610-774-5151 MAIL ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 FORMER COMPANY: FORMER CONFORMED NAME: PPL CORP DATE OF NAME CHANGE: 20000214 FORMER COMPANY: FORMER CONFORMED NAME: PP&L RESOURCES INC DATE OF NAME CHANGE: 19941123 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2020-01-23 2020-01-27 0 0000922224 PPL Corp PPL 0001661030 Bergstein Joseph P Jr TWO NORTH NINTH STREET ALLENTOWN PA 18101 0 1 0 0 SVP and CFO Performance Stock Unit (SIP) 2020-01-23 4 J 0 4263.574 0.00 D Common Stock 4263.574 0 D No conversion or exercise price or exercise or expiration date applies. This amended Form 4 restates the number of performance units forfeited on 01/23/2020. On 01/23/2020, only one of two 2017 grants were forfeited due to Company performance below minimum "total shareowner return" threshold at expiration of the applicable three-year performance period. The other 2017 grant, being reinstated by this report, earned a 200% payout based on the Company's return-on-equity over a three-year performance period. The payout of this 2017 award will be reported on or about 02/18/2020 following calculation of underlying shares to be delivered, net of withholding. Total includes the reinvestment of dividends. As of 02/07/2020, total performance units beneficially owned is 47,953.195. This total includes the 01/26/2017 grant of 1,421.579 performance units, the 01/25/2018 grants of 3,055.835 and 3,055.835 performance units, the 01/24/2019 grants of 3,226.485 and 3,226.485 performance units, and the 07/01/2019 grants of 4,452.488 and 4,452.488 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 12,531 and 12,531 performance units. /s/Frederick C. Paine, as Attorney-In-Fact for Joseph P. Bergstein, Jr. 2020-02-07