0001209191-20-004977.txt : 20200127
0001209191-20-004977.hdr.sgml : 20200127
20200127152941
ACCESSION NUMBER: 0001209191-20-004977
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200123
FILED AS OF DATE: 20200127
DATE AS OF CHANGE: 20200127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thompson Paul W
CENTRAL INDEX KEY: 0001693122
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11459
FILM NUMBER: 20549349
MAIL ADDRESS:
STREET 1: TWO NORTH NINTH STREET
CITY: ALLENTOWN
STATE: PA
ZIP: 18101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PPL Corp
CENTRAL INDEX KEY: 0000922224
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 232758192
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TWO N NINTH ST
CITY: ALLENTOWN
STATE: PA
ZIP: 18101-1179
BUSINESS PHONE: 610-774-5151
MAIL ADDRESS:
STREET 1: TWO N NINTH ST
CITY: ALLENTOWN
STATE: PA
ZIP: 18101-1179
FORMER COMPANY:
FORMER CONFORMED NAME: PPL CORP
DATE OF NAME CHANGE: 20000214
FORMER COMPANY:
FORMER CONFORMED NAME: PP&L RESOURCES INC
DATE OF NAME CHANGE: 19941123
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-01-23
0
0000922224
PPL Corp
PPL
0001693122
Thompson Paul W
TWO NORTH NINTH STREET
ALLENTOWN
PA
18101
0
1
0
0
Chairman of a PPL Subsidiary
Stock Unit (SIP)
2020-01-23
4
A
0
5418
0.00
A
Common Stock
5418
5418
D
Performance Stock Unit (SIP)
2020-01-23
4
A
0
10835
0.00
A
Common Stock
10835
10835
D
Performance Stock Unit (SIP)
2020-01-23
4
A
0
10835
0.00
A
Common Stock
10835
10835
D
Performance Stock Unit (SIP)
2020-01-23
4
J
0
20193.173
0.00
D
Common Stock
20193.173
0
D
No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.
The units will vest on 01/23/2023.
As of 01/27/2020, total restricted stock units beneficially owned is 27,749.143. This total includes the 02/17/2017 grant of 9,619.236 restricted stock units, the 01/25/2018 grant of 6,110.557 restricted stock units, and the 01/24/2019 grant of 6,601.35 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/23/2020 grant of 5,418 restricted stock units.
No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.
As of 01/27/2020, total performance units beneficially owned is 72,517.636. This total includes the 01/25/2018 grants of 12,221.118 and 12,221.118 performance units, and the 01/24/2019 grants of 13,202.7 and 13,202.7 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 10,835 and 10,835 performance units.
No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.
No conversion or exercise price or exercise or expiration date applies.
Represents 0% payout of performance units granted in 2017 due to Company performance below minimum "total shareowner return" threshold at expiration of three-year performance period.
Total includes the reinvestment of dividends.
/s/Frederick C. Paine, as Attorney-In-Fact for Paul W. Thompson
2020-01-27