0001209191-20-004971.txt : 20200127 0001209191-20-004971.hdr.sgml : 20200127 20200127152131 ACCESSION NUMBER: 0001209191-20-004971 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200123 FILED AS OF DATE: 20200127 DATE AS OF CHANGE: 20200127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dudkin Gregory N CENTRAL INDEX KEY: 0001467343 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11459 FILM NUMBER: 20549311 MAIL ADDRESS: STREET 1: TWO NORTH NINTH STREET CITY: ALLENTOWN STATE: PA ZIP: 18101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PPL Corp CENTRAL INDEX KEY: 0000922224 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 232758192 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 BUSINESS PHONE: 610-774-5151 MAIL ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 FORMER COMPANY: FORMER CONFORMED NAME: PPL CORP DATE OF NAME CHANGE: 20000214 FORMER COMPANY: FORMER CONFORMED NAME: PP&L RESOURCES INC DATE OF NAME CHANGE: 19941123 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-01-23 0 0000922224 PPL Corp PPL 0001467343 Dudkin Gregory N TWO NORTH NINTH STREET ALLENTOWN PA 18101 0 1 0 0 President of a PPL Subsidiary Common Stock 2020-01-24 4 M 0 6400.016 36.53 A 29963.276 D Common Stock 2020-01-24 4 F 0 2125 36.53 D 27838.276 D Common Stock 86.213 I Held in trust pursuant to the Employee Stock Ownership Plan. Stock Unit (SIP) 2020-01-23 4 A 0 5960 0.00 A Common Stock 5960 5960 D Performance Stock Unit (SIP) 2020-01-23 4 A 0 11919 0.00 A Common Stock 11919 11919 D Performance Stock Unit (SIP) 2020-01-23 4 A 0 11919 0.00 A Common Stock 11919 11919 D Performance Stock Unit (SIP) 2020-01-23 4 J 0 25600.064 0.00 D Common Stock 25600.064 0 D Stock Unit (SIP) 0.00 2020-01-24 4 M 0 6400.016 0.00 D Common Stock 6400.016 0 D Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP). Total includes the reinvestment of dividends. No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date. The units will vest on 01/23/2023. As of 01/27/2020, total restricted stock units beneficially owned is 37,796.229. This total includes the 02/17/2017 grant of 17,800.59 restricted stock units, the 01/25/2018 grant of 6,773.417 restricted stock units, and the 01/24/2019 grant of 7,262.222 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/23/2020 grant of 5,960 restricted stock units. No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023. As of 01/27/2020, total performance units beneficially owned is 79,980.554. This total includes the 01/25/2018 grants of 13,546.834 and 13,546.834 performance units, and the 01/24/2019 grants of 14,524.443 and 14,524.443 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 11,919 and 11,919 performance units. No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023. No conversion or exercise price or exercise or expiration date applies. Represents 0% payout of performance units granted in 2017 due to Company performance below minimum "total shareowner return" threshold at expiration of three-year performance period. The units vested on 01/24/2020. /s/Frederick C. Paine, as Attorney-In-Fact for Gregory N. Dudkin 2020-01-27