0001209191-19-054824.txt : 20191104
0001209191-19-054824.hdr.sgml : 20191104
20191104133013
ACCESSION NUMBER: 0001209191-19-054824
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191031
FILED AS OF DATE: 20191104
DATE AS OF CHANGE: 20191104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPENCE WILLIAM H
CENTRAL INDEX KEY: 0001181274
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11459
FILM NUMBER: 191189086
MAIL ADDRESS:
STREET 1: UNIVERSITY OFFICE PLAZA
STREET 2: 252 CHAPMAN RD., PO BOX 6066
CITY: NEWARK
STATE: DE
ZIP: 19714-0066
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PPL Corp
CENTRAL INDEX KEY: 0000922224
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 232758192
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TWO N NINTH ST
CITY: ALLENTOWN
STATE: PA
ZIP: 18101-1179
BUSINESS PHONE: 610-774-5151
MAIL ADDRESS:
STREET 1: TWO N NINTH ST
CITY: ALLENTOWN
STATE: PA
ZIP: 18101-1179
FORMER COMPANY:
FORMER CONFORMED NAME: PPL CORP
DATE OF NAME CHANGE: 20000214
FORMER COMPANY:
FORMER CONFORMED NAME: PP&L RESOURCES INC
DATE OF NAME CHANGE: 19941123
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-10-31
0
0000922224
PPL Corp
PPL
0001181274
SPENCE WILLIAM H
TWO NORTH NINTH STREET
ALLENTOWN
PA
18101
0
1
0
0
Chairman and CEO
Common Stock
2019-10-31
4
M
0
134991
26.59
A
304718.801
D
Common Stock
2019-10-31
4
S
0
134991
33.50
D
169727.801
D
Common Stock
2019-11-01
4
M
0
253009
26.59
A
422736.801
D
Common Stock
2019-11-01
4
S
0
253009
33.506
D
169727.801
D
Common Stock
142.552
I
Held in trust pursuant to the Employee Stock Ownership Plan.
Common Stock
12824
I
Held in trust for benefit of Mr. Spence's wife.
Employee Stock Options (Right to Buy)
26.59
2019-10-31
4
M
0
134991
0.00
D
2023-01-23
Common Stock
134991
641977
D
Employee Stock Options (Right to Buy)
26.59
2019-11-01
4
M
0
253009
0.00
D
2023-01-23
Common Stock
253009
388968
D
This Form 4 report reflects the exercise of 388,000 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.
Total includes the reinvestment of dividends.
The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Represents the weighted average sale price for price increments ranging from $33.500 to $33.510.
Represents the weighted average sale price for price increments ranging from $33.500 to $33.545.
Represents the exercise of 388,000 stock options from a total grant of 776,968 stock options that vested in three equal annual installments beginning on January 24, 2014.
/s/Frederick C. Paine, as Attorney-In-Fact for William H. Spence
2019-11-04