0001209191-19-054824.txt : 20191104 0001209191-19-054824.hdr.sgml : 20191104 20191104133013 ACCESSION NUMBER: 0001209191-19-054824 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191031 FILED AS OF DATE: 20191104 DATE AS OF CHANGE: 20191104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPENCE WILLIAM H CENTRAL INDEX KEY: 0001181274 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11459 FILM NUMBER: 191189086 MAIL ADDRESS: STREET 1: UNIVERSITY OFFICE PLAZA STREET 2: 252 CHAPMAN RD., PO BOX 6066 CITY: NEWARK STATE: DE ZIP: 19714-0066 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PPL Corp CENTRAL INDEX KEY: 0000922224 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 232758192 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 BUSINESS PHONE: 610-774-5151 MAIL ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 FORMER COMPANY: FORMER CONFORMED NAME: PPL CORP DATE OF NAME CHANGE: 20000214 FORMER COMPANY: FORMER CONFORMED NAME: PP&L RESOURCES INC DATE OF NAME CHANGE: 19941123 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-10-31 0 0000922224 PPL Corp PPL 0001181274 SPENCE WILLIAM H TWO NORTH NINTH STREET ALLENTOWN PA 18101 0 1 0 0 Chairman and CEO Common Stock 2019-10-31 4 M 0 134991 26.59 A 304718.801 D Common Stock 2019-10-31 4 S 0 134991 33.50 D 169727.801 D Common Stock 2019-11-01 4 M 0 253009 26.59 A 422736.801 D Common Stock 2019-11-01 4 S 0 253009 33.506 D 169727.801 D Common Stock 142.552 I Held in trust pursuant to the Employee Stock Ownership Plan. Common Stock 12824 I Held in trust for benefit of Mr. Spence's wife. Employee Stock Options (Right to Buy) 26.59 2019-10-31 4 M 0 134991 0.00 D 2023-01-23 Common Stock 134991 641977 D Employee Stock Options (Right to Buy) 26.59 2019-11-01 4 M 0 253009 0.00 D 2023-01-23 Common Stock 253009 388968 D This Form 4 report reflects the exercise of 388,000 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018. Total includes the reinvestment of dividends. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Represents the weighted average sale price for price increments ranging from $33.500 to $33.510. Represents the weighted average sale price for price increments ranging from $33.500 to $33.545. Represents the exercise of 388,000 stock options from a total grant of 776,968 stock options that vested in three equal annual installments beginning on January 24, 2014. /s/Frederick C. Paine, as Attorney-In-Fact for William H. Spence 2019-11-04