0001209191-19-040064.txt : 20190702
0001209191-19-040064.hdr.sgml : 20190702
20190702135243
ACCESSION NUMBER: 0001209191-19-040064
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190701
FILED AS OF DATE: 20190702
DATE AS OF CHANGE: 20190702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bergstein Joseph P Jr
CENTRAL INDEX KEY: 0001661030
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11459
FILM NUMBER: 19936441
MAIL ADDRESS:
STREET 1: TWO NORTH NINTH STREET
CITY: ALLENTOWN
STATE: PA
ZIP: 18101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PPL Corp
CENTRAL INDEX KEY: 0000922224
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 232758192
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TWO N NINTH ST
CITY: ALLENTOWN
STATE: PA
ZIP: 18101-1179
BUSINESS PHONE: 610-774-5151
MAIL ADDRESS:
STREET 1: TWO N NINTH ST
CITY: ALLENTOWN
STATE: PA
ZIP: 18101-1179
FORMER COMPANY:
FORMER CONFORMED NAME: PPL CORP
DATE OF NAME CHANGE: 20000214
FORMER COMPANY:
FORMER CONFORMED NAME: PP&L RESOURCES INC
DATE OF NAME CHANGE: 19941123
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2019-07-01
0
0000922224
PPL Corp
PPL
0001661030
Bergstein Joseph P Jr
TWO NORTH NINTH STREET
ALLENTOWN
PA
18101
0
1
0
0
SVP and CFO
Common Stock
7286.4
D
Common Stock
299.034
I
Held in trust pursuant to the Employee Stock Ownership Plan.
Common Stock
48.058
I
As custodian for children under the Dividend Reinvestment Plan.
Employee Stock Options (Right to Buy)
26.59
2023-01-23
Common Stock
20645
D
Stock Unit (ICPKE)
Common Stock
1533
D
Stock Unit (ICPKE)
Common Stock
1372
D
Stock Unit (SIP)
Common Stock
3599.689
D
Stock Unit (SIP)
Common Stock
1386.942
D
Performance Unit (ICPKE)
Common Stock
3147.87
D
Performance Unit (ICPKE)
Common Stock
3147.87
D
Performance Unit (ICPKE)
Common Stock
2981.378
D
Performance Unit (ICPKE)
Common Stock
2981.378
D
Performance Unit (SIP)
Common Stock
1386.942
D
Performance Unit (SIP)
Common Stock
4159.689
D
Total includes the reinvestment of dividends.
The total grant of 20,645 options vested in three installments on January 24, 2014, January 24, 2015 and January 24, 2016.
The units will vest on January 24, 2022.
No conversion or exercise price applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), a restricted stock unit converts to a share of common stock on the applicable vesting date.
The units will vest on January 25, 2021.
The units will vest on February 17, 2020.
No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.
The units will vest on January 26, 2020.
No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.
No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.
No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.
No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021
No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.
No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.
/s/Frederick C. Paine, as Attorney-In-Fact for Joseph P. Bergstein Jr.
2019-07-02
EX-24.3_863039
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
Joseph P. Bergstein Jr., the undersigned, who is deemed to be an executive
officer of PPL Corporation (the "Company"), a Pennsylvania corporation, as of
July 1, 2019, hereby appoints Joanne H. Raphael, Jennifer L. McDonough,
Elizabeth S. Duane and Frederick C. Paine, and each of them, his true and lawful
attorneys-in-fact to execute for the undersigned and file in his name all
Securities and Exchange Commission ("SEC") forms regarding ownership of Company
securities as required of the undersigned under the provisions of the Securities
Act of 1933 and the Securities Exchange Act of 1934, each as amended, and
regulations of the SEC. The undersigned hereby grants to each such attorney
full power and authority to do and perform in the name of and on behalf of the
undersigned, and in any and all capacities, any act and thing whatsoever
required or necessary to be done for such purposes, as fully and to all intents
and purposes as the undersigned might do, hereby ratifying and approving the
acts of each such attorney.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file such SEC forms, unless earlier revoked
by the undersigned in a signed writing delivered to the foregoing
attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has hereunto set his hand this 27th day of
June, 2019.
/s/Joseph P. Bergstein Jr.
______________________________
Joseph P. Bergstein Jr.