0001209191-18-063718.txt : 20181220 0001209191-18-063718.hdr.sgml : 20181220 20181220173529 ACCESSION NUMBER: 0001209191-18-063718 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181220 FILED AS OF DATE: 20181220 DATE AS OF CHANGE: 20181220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swift Philip CENTRAL INDEX KEY: 0001758615 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11459 FILM NUMBER: 181247094 MAIL ADDRESS: STREET 1: C/O TWO NORTH NINTH STREET CITY: ALLENTOWN STATE: PA ZIP: 18101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PPL Corp CENTRAL INDEX KEY: 0000922224 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 232758192 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 BUSINESS PHONE: 610-774-5151 MAIL ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 FORMER COMPANY: FORMER CONFORMED NAME: PPL CORP DATE OF NAME CHANGE: 20000214 FORMER COMPANY: FORMER CONFORMED NAME: PP&L RESOURCES INC DATE OF NAME CHANGE: 19941123 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-12-20 0 0000922224 PPL Corp PPL 0001758615 Swift Philip TWO NORTH NINTH STREET ALLENTOWN PA 18101 0 1 0 0 Chief Exec of a PPL Subsidiary Stock Unit (SIP) 2018-12-20 4 A 0 164 0.00 A Common Stock 164 164 D Performance Stock Unit (SIP) 2018-12-20 4 A 0 327 0.00 A Common Stock 327 327 D Performance Stock Unit (SIP) 2018-12-20 4 A 0 327 0.00 A Common Stock 327 327 D No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date. The units will vest on 12/20/2021. As of 12/20/2018, total restricted stock units beneficially owned is 9,288. This total includes the 03/01/2016 grant of 2,978 restricted stock units, the 01/26/2017 grant of 1,185 restricted stock units, the 02/17/2017 grant of 3,255 restricted stock units, the 01/25/2018 grant of 1,706 restricted stock units, and the 12/20/2018 grant of 164 restricted stock units. No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021. As of 12/20/2018, total performance units beneficially owned is 17,249.45. This total includes the 03/01/2016 grant of 4,306.395 performance units, the 01/26/2017 grants of 3,876.58 and 1,292.193 performance units, and the 01/25/2018 grants of 3,560.141 and 3,560.141 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 12/20/2018 grants of 327 and 327 performance units. No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021. /s/Frederick C. Paine, as Attorney-In-Fact for Philip Swift 2018-12-20