0001209191-18-005807.txt : 20180129 0001209191-18-005807.hdr.sgml : 20180129 20180129153335 ACCESSION NUMBER: 0001209191-18-005807 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180125 FILED AS OF DATE: 20180129 DATE AS OF CHANGE: 20180129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Henninger Tadd J CENTRAL INDEX KEY: 0001726245 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11459 FILM NUMBER: 18555303 MAIL ADDRESS: STREET 1: TWO NORTH NINTH STREET CITY: ALLENTOWN STATE: PA ZIP: 18101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PPL Corp CENTRAL INDEX KEY: 0000922224 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 232758192 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 BUSINESS PHONE: 610-774-5151 MAIL ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 FORMER COMPANY: FORMER CONFORMED NAME: PPL CORP DATE OF NAME CHANGE: 20000214 FORMER COMPANY: FORMER CONFORMED NAME: PP&L RESOURCES INC DATE OF NAME CHANGE: 19941123 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-01-25 0 0000922224 PPL Corp PPL 0001726245 Henninger Tadd J TWO NORTH NINTH STREET ALLENTOWN PA 18101 0 1 0 0 Vice President and Treasurer Stock Unit (SIP) 2018-01-25 4 A 0 806 0.00 A Common Stock 806 806 D Performance Stock Unit (SIP) 2018-01-25 4 A 0 1612 0.00 A Common Stock 1612 1612 D Performance Stock Unit (SIP) 2018-01-25 4 A 0 1612 0.00 A Common Stock 1612 1612 D No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date. The units will vest on 01/25/2021. As of 01/29/2018, total restricted stock units beneficially owned is 5,022. This total includes the 03/01/2015 grant of 1,065 restricted stock units, the 03/01/2016 grant of 1,239 restricted stock units, the 02/17/2017 grant of 1,912 restricted stock units, and the 01/25/2018 grant of 806 restricted stock units. No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021. As of 01/29/2018, total performance units beneficially owned is 3,224. This total includes the 01/25/2018 grants of 1,612 and 1,612 performance units. No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021. /s/Frederick C. Paine, as Attorney-In-Fact for Tadd J. Henninger 2018-01-29