0001209191-16-093559.txt : 20160126 0001209191-16-093559.hdr.sgml : 20160126 20160126135750 ACCESSION NUMBER: 0001209191-16-093559 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160122 FILED AS OF DATE: 20160126 DATE AS OF CHANGE: 20160126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PPL Corp CENTRAL INDEX KEY: 0000922224 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 232758192 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 BUSINESS PHONE: 610-774-5151 MAIL ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 FORMER COMPANY: FORMER CONFORMED NAME: PPL CORP DATE OF NAME CHANGE: 20000214 FORMER COMPANY: FORMER CONFORMED NAME: PP&L RESOURCES INC DATE OF NAME CHANGE: 19941123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sorgi Vincent CENTRAL INDEX KEY: 0001488215 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11459 FILM NUMBER: 161360921 MAIL ADDRESS: STREET 1: TWO NORTH NINTH STREET CITY: ALLENTOWN STATE: PA ZIP: 18101 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-01-22 0 0000922224 PPL Corp PPL 0001488215 Sorgi Vincent TWO NORTH NINTH STREET ALLENTOWN PA 18101 0 1 0 0 Sr. Vice President and CFO Common Stock 2016-01-22 4 M 0 8885.2 34.01 A 21647.2 D Common Stock 2016-01-22 4 F 0 2930 34.01 D 18717.2 D Common Stock 2016-01-25 4 M 0 7652 33.23 A 26369.2 D Common Stock 2016-01-25 4 F 0 2435 33.23 D 23934.2 D Common Stock 113.902 I Held in trust pursuant to the Employee Stock Ownership Plan. Stock Unit (SIP) 0.00 2016-01-22 4 M 0 8885.2 0.00 D Common Stock 8885.2 0 D Performance Stock Unit (SIP) 0.00 2016-01-25 4 M 0 7652 0.00 D Common Stock 7652 0 D Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP). Total includes the reinvestment of dividends. The contractual vesting of these units was to occur on 01/24/2016, but because that occurred on a weekend, the actual vesting occurred on 01/25/2016, valued as of the close of market on 01/22/2016. No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (142.86%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2015. Determination of the percentage of the award earned was made by the Compensation, Governance and Nominating Committee on 01/21/2016 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2016. /s/Frederick C. Paine, as Attorney-In-Fact for Vincent Sorgi 2016-01-26