0001209191-16-093385.txt : 20160125 0001209191-16-093385.hdr.sgml : 20160125 20160125133134 ACCESSION NUMBER: 0001209191-16-093385 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160121 FILED AS OF DATE: 20160125 DATE AS OF CHANGE: 20160125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PPL Corp CENTRAL INDEX KEY: 0000922224 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 232758192 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 BUSINESS PHONE: 610-774-5151 MAIL ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 FORMER COMPANY: FORMER CONFORMED NAME: PPL CORP DATE OF NAME CHANGE: 20000214 FORMER COMPANY: FORMER CONFORMED NAME: PP&L RESOURCES INC DATE OF NAME CHANGE: 19941123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sorgi Vincent CENTRAL INDEX KEY: 0001488215 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11459 FILM NUMBER: 161358131 MAIL ADDRESS: STREET 1: TWO NORTH NINTH STREET CITY: ALLENTOWN STATE: PA ZIP: 18101 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-01-21 0 0000922224 PPL Corp PPL 0001488215 Sorgi Vincent TWO NORTH NINTH STREET ALLENTOWN PA 18101 0 1 0 0 Sr. Vice President and CFO Stock Unit (SIP) 2016-01-21 4 A 0 17045 0.00 A Common Stock 17045 17045 D Performance Stock Unit (SIP) 2016-01-21 4 A 0 18056 0.00 A Common Stock 18056 18056 D No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date. The units will vest on 01/21/2019. As of 01/25/2016, total restricted stock units beneficially owned is 47,494.783. This total includes the 01/24/2013 grant of 8,885.2 restricted stock units, 01/23/2014 grant of 8,173.598 restricted stock units and the 01/22/2015 grant of 13,390.985 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/21/2016 grant of 17,045 restricted stock units. No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2018. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2019. As of 01/25/2016, total performance units beneficially owned is 53,395.856. This total includes the 01/24/2013 grant of 5,356.187 performance units, 01/23/2014 grant of 7,985.08 performance units, 06/10/2014 grant of 4,959.471 performance units and the 01/22/2015 grant of 17,039.118 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2016 grant of 18,056 performance units. /s/Frederick C. Paine, as Attorney-In-Fact for Vincent Sorgi 2016-01-25