0001209191-16-088134.txt : 20160105
0001209191-16-088134.hdr.sgml : 20160105
20160105092522
ACCESSION NUMBER: 0001209191-16-088134
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160101
FILED AS OF DATE: 20160105
DATE AS OF CHANGE: 20160105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PPL Corp
CENTRAL INDEX KEY: 0000922224
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 232758192
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TWO N NINTH ST
CITY: ALLENTOWN
STATE: PA
ZIP: 18101-1179
BUSINESS PHONE: 610-774-5151
MAIL ADDRESS:
STREET 1: TWO N NINTH ST
CITY: ALLENTOWN
STATE: PA
ZIP: 18101-1179
FORMER COMPANY:
FORMER CONFORMED NAME: PPL CORP
DATE OF NAME CHANGE: 20000214
FORMER COMPANY:
FORMER CONFORMED NAME: PP&L RESOURCES INC
DATE OF NAME CHANGE: 19941123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bergstein Joseph P Jr
CENTRAL INDEX KEY: 0001661030
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11459
FILM NUMBER: 161320232
MAIL ADDRESS:
STREET 1: TWO NORTH NINTH STREET
CITY: ALLENTOWN
STATE: PA
ZIP: 18101
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2016-01-01
0
0000922224
PPL Corp
PPL
0001661030
Bergstein Joseph P Jr
TWO NORTH NINTH STREET
ALLENTOWN
PA
18101
0
1
0
0
VP-IR and Treasurer
Common Stock
1997.565
D
Common Stock
249.648
I
Held in trust pursuant to the Employee Stock Ownership Plan.
Common Stock
40.231
I
As custodian for children under the Dividend Reinvestment Plan.
Employee Stock Options (Right to Buy)
24.75
2022-05-31
Common Stock
2983
D
Employee Stock Options (Right to Buy)
26.59
2023-01-23
Common Stock
20645
D
Stock Unit (ICPKE)
Common Stock
1646
D
Stock Unit (ICPKE)
Common Stock
2796
D
Stock Unit (ICPKE)
Common Stock
2377
D
Performance Unit (ICPKE)
Common Stock
1989.252
D
Performance Unit (ICPKE)
Common Stock
2954.172
D
Performance Unit (ICPKE)
Common Stock
2472.736
D
Total includes the reinvestment of dividends.
The total grant of 4,473 options vested in three installments on June 1, 2013, June 1, 2014 and June 1, 2015.
The total grant of 20,645 options vest in three installments on January 24, 2014, January 24, 2015 and January 24, 2016.
The units will vest on March 1, 2016.
No conversion or exercise price applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), a restricted stock unit converts to a share of common stock on the applicable vesting date.
The units will vest on March 1, 2017.
The units will vest on March 1, 2018.
No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending December 31, 2015. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2016.
No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending December 31, 2016. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2017.
No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending December 31, 2017. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2018.
/s/Frederick C. Paine, as Attorney-In-Fact for Joseph P. Bergstein Jr.
2016-01-05
EX-24.3_622590
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
Joseph P. Bergstein Jr., the undersigned, who is deemed to be an executive
officer of PPL Corporation (the "Company"), a Pennsylvania corporation, as of
January 1, 2016, hereby appoints Michael A. McGrail, Elizabeth S. Duane and
Frederick C. Paine, and each of them, his true and lawful attorneys-in-fact to
execute for the undersigned and file in his name all Securities and Exchange
Commission ("SEC") forms regarding ownership of Company securities as required
of the undersigned under the provisions of the Securities Act of 1933 and the
Securities Exchange Act of 1934, each as amended, and regulations of the SEC.
The undersigned hereby grants to each such attorney full power and authority to
do and perform in the name of and on behalf of the undersigned, and in any and
all capacities, any act and thing whatsoever required or necessary to be done
for such purposes, as fully and to all intents and purposes as the undersigned
might do, hereby ratifying and approving the acts of each such attorney.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file such SEC forms, unless earlier revoked
by the undersigned in a signed writing delivered to the foregoing
attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has hereunto set his hand this 11th day of
December, 2015.
/s/Joseph P. Bergstein Jr.
______________________________
Joseph P. Bergstein Jr.