0001209191-16-088134.txt : 20160105 0001209191-16-088134.hdr.sgml : 20160105 20160105092522 ACCESSION NUMBER: 0001209191-16-088134 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160101 FILED AS OF DATE: 20160105 DATE AS OF CHANGE: 20160105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PPL Corp CENTRAL INDEX KEY: 0000922224 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 232758192 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 BUSINESS PHONE: 610-774-5151 MAIL ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 FORMER COMPANY: FORMER CONFORMED NAME: PPL CORP DATE OF NAME CHANGE: 20000214 FORMER COMPANY: FORMER CONFORMED NAME: PP&L RESOURCES INC DATE OF NAME CHANGE: 19941123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bergstein Joseph P Jr CENTRAL INDEX KEY: 0001661030 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11459 FILM NUMBER: 161320232 MAIL ADDRESS: STREET 1: TWO NORTH NINTH STREET CITY: ALLENTOWN STATE: PA ZIP: 18101 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2016-01-01 0 0000922224 PPL Corp PPL 0001661030 Bergstein Joseph P Jr TWO NORTH NINTH STREET ALLENTOWN PA 18101 0 1 0 0 VP-IR and Treasurer Common Stock 1997.565 D Common Stock 249.648 I Held in trust pursuant to the Employee Stock Ownership Plan. Common Stock 40.231 I As custodian for children under the Dividend Reinvestment Plan. Employee Stock Options (Right to Buy) 24.75 2022-05-31 Common Stock 2983 D Employee Stock Options (Right to Buy) 26.59 2023-01-23 Common Stock 20645 D Stock Unit (ICPKE) Common Stock 1646 D Stock Unit (ICPKE) Common Stock 2796 D Stock Unit (ICPKE) Common Stock 2377 D Performance Unit (ICPKE) Common Stock 1989.252 D Performance Unit (ICPKE) Common Stock 2954.172 D Performance Unit (ICPKE) Common Stock 2472.736 D Total includes the reinvestment of dividends. The total grant of 4,473 options vested in three installments on June 1, 2013, June 1, 2014 and June 1, 2015. The total grant of 20,645 options vest in three installments on January 24, 2014, January 24, 2015 and January 24, 2016. The units will vest on March 1, 2016. No conversion or exercise price applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), a restricted stock unit converts to a share of common stock on the applicable vesting date. The units will vest on March 1, 2017. The units will vest on March 1, 2018. No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending December 31, 2015. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2016. No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending December 31, 2016. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2017. No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending December 31, 2017. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2018. /s/Frederick C. Paine, as Attorney-In-Fact for Joseph P. Bergstein Jr. 2016-01-05 EX-24.3_622590 2 poa.txt POA DOCUMENT POWER OF ATTORNEY Joseph P. Bergstein Jr., the undersigned, who is deemed to be an executive officer of PPL Corporation (the "Company"), a Pennsylvania corporation, as of January 1, 2016, hereby appoints Michael A. McGrail, Elizabeth S. Duane and Frederick C. Paine, and each of them, his true and lawful attorneys-in-fact to execute for the undersigned and file in his name all Securities and Exchange Commission ("SEC") forms regarding ownership of Company securities as required of the undersigned under the provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934, each as amended, and regulations of the SEC. The undersigned hereby grants to each such attorney full power and authority to do and perform in the name of and on behalf of the undersigned, and in any and all capacities, any act and thing whatsoever required or necessary to be done for such purposes, as fully and to all intents and purposes as the undersigned might do, hereby ratifying and approving the acts of each such attorney. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file such SEC forms, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has hereunto set his hand this 11th day of December, 2015. /s/Joseph P. Bergstein Jr. ______________________________ Joseph P. Bergstein Jr.