0001209191-14-038227.txt : 20140623 0001209191-14-038227.hdr.sgml : 20140623 20140602121446 ACCESSION NUMBER: 0001209191-14-038227 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140529 FILED AS OF DATE: 20140602 DATE AS OF CHANGE: 20140602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PPL Corp CENTRAL INDEX KEY: 0000922224 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 232758192 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 BUSINESS PHONE: 610-774-5151 MAIL ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 FORMER COMPANY: FORMER CONFORMED NAME: PPL CORP DATE OF NAME CHANGE: 20000214 FORMER COMPANY: FORMER CONFORMED NAME: PP&L RESOURCES INC DATE OF NAME CHANGE: 19941123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Klingensmith Rick L CENTRAL INDEX KEY: 0001301744 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11459 FILM NUMBER: 14883040 MAIL ADDRESS: STREET 1: TWO N. NINTH STREET CITY: ALLENTOWN STATE: PA ZIP: 18101 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-05-29 0 0000922224 PPL Corp PPL 0001301744 Klingensmith Rick L TWO N. NINTH STREET ALLENTOWN PA 18101 0 1 0 0 President of a PPL Subsidiary Common Stock 2014-05-29 4 M 0 18000 25.74 A 41039 D Common Stock 2014-05-29 4 S 0 18000 34.75 D 23039 D Common Stock 2014-05-30 4 M 0 17433 25.74 A 40472 D Common Stock 2014-05-30 4 S 0 17433 35.00 D 23039 D Common Stock 2014-05-30 4 M 0 17620 28.20 A 40659 D Common Stock 2014-05-30 4 S 0 17620 35.00 D 23039 D Common Stock 102.118 I Held in trust pursuant to the Employee Stock Ownership Plan Employee Stock Options (Right to Buy) 25.74 2014-05-29 4 M 0 18000 0.00 D 2021-01-26 Common Stock 18000 35150 D Employee Stock Options (Right to Buy) 25.74 2014-05-30 4 M 0 17433 0.00 D 2021-01-26 Common Stock 17433 17717 D Employee Stock Options (Right to Buy) 28.20 2014-05-30 4 M 0 17620 0.00 D 2022-01-25 Common Stock 17620 35240 D This Form 4 report reflects the exercise of 53,053 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated August 15, 2013. Total includes the reinvestment of dividends. Represents the exercise of 18,000 stock options from a total grant of 53,150 options. The 53,150 options vested in three installments on January 27, 2012, January 27, 2013 and January 27, 2014. Represents the exercise of 17,433 stock options from a total grant of 53,150 options. The 53,150 options vested in three installments on January 27, 2012, January 27, 2013 and January 27, 2014. Represents the exercise of 17,620 stock options from a total grant of 52,860 options. The remaining 35,240 options vest in two installments. 17,620 options vested on January 26, 2014 and 17,620 options vest on January 26, 2015. /s/Frederick C. Paine, as Attorney-In-Fact for Rick L. Klingensmith 2014-06-02