0001209191-14-005056.txt : 20140127 0001209191-14-005056.hdr.sgml : 20140127 20140127153551 ACCESSION NUMBER: 0001209191-14-005056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140123 FILED AS OF DATE: 20140127 DATE AS OF CHANGE: 20140127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PPL Corp CENTRAL INDEX KEY: 0000922224 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 232758192 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 BUSINESS PHONE: 610-774-5151 MAIL ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 FORMER COMPANY: FORMER CONFORMED NAME: PPL CORP DATE OF NAME CHANGE: 20000214 FORMER COMPANY: FORMER CONFORMED NAME: PP&L RESOURCES INC DATE OF NAME CHANGE: 19941123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPENCE WILLIAM H CENTRAL INDEX KEY: 0001181274 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11459 FILM NUMBER: 14548910 MAIL ADDRESS: STREET 1: UNIVERSITY OFFICE PLAZA STREET 2: 252 CHAPMAN RD., PO BOX 6066 CITY: NEWARK STATE: DE ZIP: 19714-0066 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-01-23 0 0000922224 PPL Corp PPL 0001181274 SPENCE WILLIAM H TWO N. NINTH STREET ALLENTOWN PA 18101 0 1 0 0 Chairman, President and CEO Stock Unit (SIP) 2014-01-23 4 A 0 96360 0.00 A Common Stock 96360 96360 D Performance Stock Unit (SIP) 2014-01-23 4 A 0 98470 0.00 A Common Stock 98470 98470 D No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date. The units will vest on 01/23/2017. As of 01/27/2014, total restricted stock units beneficially owned is 281,798.98. This total includes the 01/27/2011 grant of 35,900 restricted stock units, 01/26/2012 grant of 54,250 restricted stock units and the 01/24/2013 grant of 90,810 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/23/2014 grant of 96,360 restricted stock units. No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2016. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2017. As of 01/27/2014, total performance units beneficially owned is 242,393.017. This total includes the 01/27/2011 grant of 13,460 performance units, 07/22/2011 grant of 730 performance units, 01/26/2012 grant of 57,340 performance units and the 01/24/2013 grant of 61,200 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2014 grant of 98,470 performance units. /s/Frederick C. Paine, as Attorney-In-Fact for William H. Spence 2014-01-27