0001209191-13-022330.txt : 20130424 0001209191-13-022330.hdr.sgml : 20130424 20130424082826 ACCESSION NUMBER: 0001209191-13-022330 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130422 FILED AS OF DATE: 20130424 DATE AS OF CHANGE: 20130424 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gabbard Robert D CENTRAL INDEX KEY: 0001438931 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11459 FILM NUMBER: 13777813 MAIL ADDRESS: STREET 1: TWO NORTH NINTH STREET CITY: ALLENTOWN STATE: PA ZIP: 18101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PPL Corp CENTRAL INDEX KEY: 0000922224 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 232758192 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 BUSINESS PHONE: 610-774-5151 MAIL ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 FORMER COMPANY: FORMER CONFORMED NAME: PPL CORP DATE OF NAME CHANGE: 20000214 FORMER COMPANY: FORMER CONFORMED NAME: PP&L RESOURCES INC DATE OF NAME CHANGE: 19941123 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-04-22 0 0000922224 PPL Corp PPL 0001438931 Gabbard Robert D TWO NORTH NINTH STREET ALLENTOWN PA 18101 0 1 0 0 President of a PPL subsidiary Common Stock 2013-04-22 4 M 0 18477 25.74 A 63600 D Common Stock 2013-04-22 4 M 0 18400 28.20 A 82000 D Common Stock 2013-04-22 4 S 0 42000 32.4171 D 40000 D Common Stock 73.921 I Held in trust pursuant to the Employee Stock Ownership Plan. Employee Stock Options (Right to Buy) 25.74 2013-04-22 4 M 0 18477 0.00 D Common Stock 18477 235867 D Employee Stock Options (Right to Buy) 28.20 2013-04-22 4 M 0 18400 0.00 D Common Stock 18400 217467 D This Form 4 report reflects the exercise of 36,877 stock options and sale of underlying shares and the sale of 5,123 previously vested restricted stock units pursuant to a 10b5-1 plan dated March 19, 2013. Represents the weighted average sales price for price increments from $32.34 to $32.58. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Total includes the reinvestment of dividends. Represents the exercise of 18,477 stock options that vested on January 27, 2013 from a total grant of 55,430 options. There are 18,477 options remaining from the grant that vest on January 27, 2014 and expire on January 26, 2021. Represents the exercise of 18,400 stock options that vested on January 26, 2013 from a total grant of 55,200 options. There are 36,800 options remaining from the grant that vest in two equal installments on January 26, 2014 and January 26, 2015, and expire on January 25, 2022. /s/Frederick C. Paine, as Attorney-In-Fact for Robert D. Gabbard 2013-04-24