0001209191-13-019167.txt : 20130401 0001209191-13-019167.hdr.sgml : 20130401 20130401154245 ACCESSION NUMBER: 0001209191-13-019167 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130328 FILED AS OF DATE: 20130401 DATE AS OF CHANGE: 20130401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARR PAUL A CENTRAL INDEX KEY: 0001275308 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11459 FILM NUMBER: 13730942 MAIL ADDRESS: STREET 1: TWO NORTH NINTH STREET CITY: ALLENTOWN STATE: PA ZIP: 18101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PPL Corp CENTRAL INDEX KEY: 0000922224 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 232758192 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 BUSINESS PHONE: 610-774-5151 MAIL ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 FORMER COMPANY: FORMER CONFORMED NAME: PPL CORP DATE OF NAME CHANGE: 20000214 FORMER COMPANY: FORMER CONFORMED NAME: PP&L RESOURCES INC DATE OF NAME CHANGE: 19941123 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-03-28 0 0000922224 PPL Corp PPL 0001275308 FARR PAUL A TWO N. NINTH STREET ALLENTOWN PA 18101 0 1 0 0 Executive VP and CFO Common Stock 2013-03-28 4 M 0 33980 26.66 A 96499.149 D Common Stock 2013-03-28 4 S 0 33980 31.0178 D 62519.149 D Common Stock 12.247 I As custodian for daughter under Uniform Gifts to Minor Act. Common Stock 128.231 I Held in trust pursuant to the Employee Stock Ownership Plan. Employee Stock Options (Right to Buy) 26.66 2013-03-28 4 M 0 33980 0.00 D Common Stock 33980 836100 D This Form 4 report reflects the exercise of 33,980 stock options and sale of underlying shares pursuant to a 10b5-1 plan dated February 25, 2013. Total includes the reinvestment of dividends. Represents the weighted average sales price for price increments ranging from $30.76 to $31.16. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Represents the exercise of 33,980 stock options from a total grant of 50,980 options that vested in three installments of 16,994 options on January 27, 2006, 16,993 options on January 27, 2007 and 16,993 options on January 27, 2008. The remaining 17,000 options were exercised on August 3, 2007. /s/Frederick C. Paine, as Attorney-In-Fact for Paul A. Farr 2013-04-01