0001209191-13-004598.txt : 20130128 0001209191-13-004598.hdr.sgml : 20130128 20130128125046 ACCESSION NUMBER: 0001209191-13-004598 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130124 FILED AS OF DATE: 20130128 DATE AS OF CHANGE: 20130128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Klingensmith Rick L CENTRAL INDEX KEY: 0001301744 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11459 FILM NUMBER: 13550848 MAIL ADDRESS: STREET 1: TWO N. NINTH STREET CITY: ALLENTOWN STATE: PA ZIP: 18101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PPL Corp CENTRAL INDEX KEY: 0000922224 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 232758192 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 BUSINESS PHONE: 610-774-5151 MAIL ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 FORMER COMPANY: FORMER CONFORMED NAME: PPL CORP DATE OF NAME CHANGE: 20000214 FORMER COMPANY: FORMER CONFORMED NAME: PP&L RESOURCES INC DATE OF NAME CHANGE: 19941123 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-01-24 0 0000922224 PPL Corp PPL 0001301744 Klingensmith Rick L TWO N. NINTH STREET ALLENTOWN PA 18101 0 1 0 0 President of a PPL Subsidiary Employee Stock Options (Right to Buy) 29.51 2013-01-24 4 A 0 90000 0.00 A 2023-01-23 Common Stock 90000 377840 D Stock Unit (SIP) 2013-01-24 4 A 0 13040 0.00 A Common Stock 13040 38460 D Performance Stock Unit (SIP) 2013-01-24 4 A 0 7870 0.00 A Common Stock 7870 24640.13 D Performance Stock Unit (ICP) 2013-01-24 4 J 0 3936.797 0.00 D Common Stock 3936.797 20703.333 D The options vest in three annual installments beginning on 01/24/2014. No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date. The units will vest on 01/24/2016. No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2015. Total includes the reinvestment of dividends. No conversion or exercise price or exercise or expiration date applies. Represents forfeiture of performance units granted in 2010 due to Company performance below minimum "total shareowner return" threshold at expiration of three-year performance period. /s/Frederick C. Paine, as Attorney-In-Fact for Rick L. Klingensmith 2013-01-28