0001209191-12-055334.txt : 20121203 0001209191-12-055334.hdr.sgml : 20121203 20121203160938 ACCESSION NUMBER: 0001209191-12-055334 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121130 FILED AS OF DATE: 20121203 DATE AS OF CHANGE: 20121203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNTHAL FREDERICK M CENTRAL INDEX KEY: 0001221363 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11459 FILM NUMBER: 121237618 MAIL ADDRESS: STREET 1: TWO N NINTHST CITY: ALLENTOWN STATE: PA ZIP: 18101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PPL Corp CENTRAL INDEX KEY: 0000922224 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 232758192 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 BUSINESS PHONE: 610-774-5151 MAIL ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 FORMER COMPANY: FORMER CONFORMED NAME: PPL CORP DATE OF NAME CHANGE: 20000214 FORMER COMPANY: FORMER CONFORMED NAME: PP&L RESOURCES INC DATE OF NAME CHANGE: 19941123 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-11-30 0 0000922224 PPL Corp PPL 0001221363 BERNTHAL FREDERICK M TWO N. NINTH STREET ALLENTOWN PA 18101 1 0 0 0 Stock Unit (DDCP) 2012-11-30 4 A 0 354.912 29.35 A Common Stock 354.912 77404.818 D Stock Unit (DDCP) 2012-11-30 4 I 0 6814.311 29.35 D Common Stock 6814.311 70590.507 D No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. Payout of the underlying securities occurs as noted above in Note 1. Total includes the reinvestment of dividends. Represents conversion under the DDCP of deferred compensation, held in the form of equivalent units of shares of the Company's Common Stock, to a cash equivalent account. Amounts credited to a cash equivalent account are held as deferred compensation until a director's retirement and valued based on the performance of certain alternative investment options other than Company Common Stock. The number of stock equivalent units credited to a director's account is determined at the time of payment based on the closing price of the Company's Common Stock on the New York Stock Exchange on the trading day immediately preceding the date of payment. Such conversions are permitted only during Company open trading windows. /s/Frederick C. Paine, as Attorney-In-Fact for Frederick M. Bernthal 2012-12-03