-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DoL74KiggqEEDVluLPC3RU9qw2N2QRUy3XLU5f6LNVrm/kfZTEX6kTJq/kkNzl4G 1Dsh2qdkd5SCeO5ukE610w== 0000914317-98-000228.txt : 19980403 0000914317-98-000228.hdr.sgml : 19980403 ACCESSION NUMBER: 0000914317-98-000228 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971202 FILED AS OF DATE: 19980402 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FRONTIER AIRLINES INC /CO/ CENTRAL INDEX KEY: 0000921929 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 841256945 STATE OF INCORPORATION: CO FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-24126 FILM NUMBER: 98586311 BUSINESS ADDRESS: STREET 1: 12015 EAST 46TH AVE CITY: DENVER STATE: CO ZIP: 80239 BUSINESS PHONE: 3033717400 COMPANY DATA: COMPANY CONFORMED NAME: JACOBS JOSEPH CENTRAL INDEX KEY: 0001048485 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 411 W PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 MAIL ADDRESS: STREET 1: 411 W PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 3 1 FORM 3 FOR JOSEPH M. JACOBS ================================================================================ F O R M 3 ================================================================================ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ================================================================================ 1. Name and Address of Reporting Person Jacobs Joseph M. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 411 W. Putnam Avenue - -------------------------------------------------------------------------------- (Street) Greenwich, CT 06830 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Date of Event Requiring Statement (Month/Day/Year) December 2, 1997 ================================================================================ 3. IRS or Social Security Number of Reporting Person (Voluntary) ================================================================================ 4. Issuer Name and Ticker of Trading Symbol Frontier Airlines, Inc. (FRNT) ================================================================================ 5. Relationship of Reporting Person to Issuer (check all applicable) [ ] Director* [ X ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) ______________________________ ================================================================================ 6. If Amendment, Date of Original (Month/Day/Year) ================================================================================ 7. Individual or Joint/Group filing (Check Appropriate Line) [X] Form filed by One Reporting Person [ ] Form filed by More Than One Reporting Person ================================================================================
==================================================================================================================================== TABLE I -- NON-DERIVATIVE SECURITIES BENFICIALLY OWNED ==================================================================================================================================== 1. Title of Security (Instr. 4) 2. Amount of Securities 3. Ownership From: 4. Nature of Indirect Beneficially Owned Direct (D) or Beneficial (Instr. 4) Indirect (I) Ownership (Instr 5.) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
==================================================================================================================================== TABLE II -- DERIVATIVE SECURITIES BENFICIALLY OWNED (e.g., puts, calls, warrants, options, convertible securities) ==================================================================================================================================== 1. Title of Derivative Security 2. Date 3. Title and 4. Conversion 5. Ownership 6. Nature of (Instr. 4) Exercisable Amount of Or Exercise Form of Indirect and Securities Price of Derivative Beneficial Expiration Underlying Derivative Security: Ownership Date (Month/ Derivative Security Direct (Instr. 5) Day/Year) Security (D) or (Instr. 4) Indirect (I) (Instr. 5) ----------------- ----------------- ------------- --------------- ------------ Date Expira- Amount or Exer- tion Number cisable Date Title of Shares ------- ------- ----- --------- Common Stock Purchase Warrants 12/02/97 12/15/01 Common Stock, no 500,000 $3.00 I By Imprimis par value Investors, LLC (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock Purchase Warrants 12/17/97 12/15/01 Common Stock, no 1,000,000 $3.00 I By Imprimis par value Investors, LLC (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock Purchase Warrants 12/02/97 12/15/01 Common Stock, no 500,000 $3.00 I By Wexford par value Spectrum Investors LLC (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock Purchase Warrants 12/17/97 12/15/01 Common Stock, no 1,000,000 $3.00 I By Wexford par value Spectrum Investors LLC (1) ==================================================================================================================================== Explanation of Responses: (1) Mr. Jacobs is president and a managing member of Wexford Managaement LLC (Wexford Management") which is the manager of (i) Imprimis Investors LLC, which owns 1,500,000 shares of the issuer's common stock purchase warrants, and (ii) Wexford Spectrum Investors LLC, which owns 1,500,000 shares of the issuer's common stock purchase warrants. The reporting person disclaims beneficial ownership of the securities reported hereby, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
/s/ Joseph M. Jacobs 1/23/98 ----------------------------- ---------- Signature of Reporting Person Date -----END PRIVACY-ENHANCED MESSAGE-----