-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ICfgx72oKdAtudyJHARmTuCRwNcNDIxLcwI3wMLaXHIOwywXWxZi+Pg84kfm9HOb HvkqQpIb+9l2GnYKLgcDgQ== /in/edgar/work/0000898432-00-000731/0000898432-00-000731.txt : 20001025 0000898432-00-000731.hdr.sgml : 20001025 ACCESSION NUMBER: 0000898432-00-000731 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20001024 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FRONTIER AIRLINES INC /CO/ CENTRAL INDEX KEY: 0000921929 STANDARD INDUSTRIAL CLASSIFICATION: [4512 ] IRS NUMBER: 841256945 STATE OF INCORPORATION: CO FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-47895 FILM NUMBER: 744696 BUSINESS ADDRESS: STREET 1: 12015 EAST 46TH AVE CITY: DENVER STATE: CO ZIP: 80239 BUSINESS PHONE: 3033717400 MAIL ADDRESS: STREET 1: 12015 EAST 46TH AVENUE STREET 2: 12015 EAST 46TH AVENUE CITY: DENVER STATE: CO ZIP: 80239 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WR HAMBRECHT & CO LLC CENTRAL INDEX KEY: 0001092683 STANDARD INDUSTRIAL CLASSIFICATION: [ ] IRS NUMBER: 943289837 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 550 15TH STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155518657 MAIL ADDRESS: STREET 1: 550 15TH STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94103 SC 13D/A 1 0001.txt Page 1 of 13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* FRONTIER AIRLINES, INC. (Name of Issuer) Common Stock, $.001 Par Value (Title of Class of Securities) 359065109 (CUSIP Number) Michael Moran W.R. Hambrecht + Co., LLC 539 Bryant Street, Suite 100 San Francisco, CA 94107 (415) 551-3132 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 31, 2000 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. Note: Schedules filed in paper format shall include a signed original and five copies of this schedule, including all exhibits. See ss.240.13d-7(b) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 359065109 Page 2 of 13 SCHEDULE 13D - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) W.R. Hambrecht + Co., LLC 94-3289837 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ( ) (b) ( ) - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) WC - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ( ) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY 0 OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------------- 8 SHARED VOTING POWER 0 ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)( ) Not Applicable - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO - -------------------------------------------------------------------------------- CUSIP No. 359065109 Page 3 of 13 SCHEDULE 13D - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) The Hambrecht 1980 Revocable Trust ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ( ) (b) ( ) - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) PF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ( ) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY 0 OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------------- 8 SHARED VOTING POWER 0 ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ( ) Not Applicable - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO - -------------------------------------------------------------------------------- CUSIP No. 359065109 Page 4 of 13 SCHEDULE 13D - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) E&M RP Trust ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) (X) (b) ( ) - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) PF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ( ) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY 545,400 OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------------- 8 SHARED VOTING POWER 0 ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 545,400 ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 545,400 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)( ) Not Applicable - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.05% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO - -------------------------------------------------------------------------------- CUSIP No. 359065109 Page 5 of 13 SCHEDULE 13D - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) William R. Hambrecht ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ( ) (b) ( ) - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) Not Applicable - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ( ) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY 0 OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------------- 8 SHARED VOTING POWER 0 ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 (1) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)( ) - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - -------------------------------------------------------------------------------- (1) As of August 30, 2000, Mr. Hambrecht owned or controlled W.R. Hambrecht + Co., Inc., which owns W.R. Hambrecht + Co., LLC. Mr. Hambrecht is the manager of W.R. Hambrecht + Co., LLC. CUSIP No. 359065109 Page 6 of 13 SCHEDULE 13D - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Edmund H. Shea, Jr. ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) (X) (b) ( ) - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) Not Applicable - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ( ) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY 0 OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------------- 8 SHARED VOTING POWER 545,400 ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER O ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 545,400 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 545,400* - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)( ) Not Applicable - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.05% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - -------------------------------------------------------------------------------- *Represents shares held by the E&M RP Trust of which Mr. Shea is a Trustee. CUSIP No. 359065109 Page 7 of 13 SCHEDULE 13D - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Mary S. Shea ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) (X) (b) ( ) - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) Not Applicable - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ( ) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY 0 OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------------- 8 SHARED VOTING POWER 545,400 ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER O ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 545,400 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 545,000* - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)( ) - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.05% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - -------------------------------------------------------------------------------- *Represents shares held by the E&M RP Trust of which Mrs. Shea is a Trustee. CUSIP No. 359065109 Page 8 of 13 Statement on Schedule 13D This Amendment No. 1 amends and supplements the initial Statement on Schedule 13D of W.R. Hambrecht + Co., LLC ("LLC"), The Hambrecht 1980 Revocable Trust ("Hambrecht Trust"), the E&M RP Trust ("Shea Trust"), William R. Hambrecht, Edmund H. Shea, Jr. and Mary S. Shea (collectively, the "Reporting Persons")filed with the Securities and Exchange Commission on November 19, 1998 with respect to the beneficial ownership by the Reporting Persons of shares of its Common Stock, $0.001 par value per share ("Common Stock"), of Frontier Airlines, Inc., a Colorado corporation ("Issuer"). The filing of this Amendment No. 1 is occasioned by the sale by the LLC of all of its 334,500 shares of Common Stock and the sale by the Hambrecht Trust of all of its 227,400 shares of Common Stock as described in Item 5(c) below, bringing the total number of shares of Common Stock beneficially owned by the Reporting Persons to less than 5% of the outstanding shares of Common Stock. Except as set forth below, the information contained in the Original Statement is unchanged. To the extent that any information is provided herein with respect to the Issuer, such information is provided to the knowledge of the Reporting Persons. ITEM 1. SECURITY AND ISSUER. The Original Statement, as amended by this Amendment No. 1 ("Amended Statement"), relates to shares of the Common Stock, $0.001 par value per share, of the Issuer. The principal executive office and mailing address of the Issuer is 12015 East 46th Avenue, Suite 200, Denver, Colorado 80239. ITEM 2. IDENTITY AND BACKGROUND. (a), (b) and (c) The Amended Statement is being filed jointly by the LLC, the Hambrecht Trust, the E&M Trust, Mr. Hambrecht, Mr. Shea and Mrs. Shea. The LLC is a California liability company whose principal business is as a registered broker-dealer. Its business address is 539 Bryant Street, Suite 100, San Francisco, California 94107. The name of the manager of the LLC, the LLC's and his address, citizenship and principal occupation are as follows: - -------------------------------------------------------------------------------- NAME AND OFFICE HELD BUSINESS ADDRESS CITIZENSHIP PRINCIPAL OCCUPATION OR EMPLOYMENT - -------------------------------------------------------------------------------- William R. 539 Bryant Street USA Manager Hambrecht Suite 100 San Francisco, CA 94107 - -------------------------------------------------------------------------------- The Hambrecht Trust is a California revocable trust. The trustee of the trust is William R. Hambrecht. The address of the trust is 539 Bryant Street, Suite 100, San Francisco, California 94107. CUSIP No. 359065109 Page 9 of 13 The Shea trust is a California revocable trust. The trustees of the trust are Edmund H. Shea, Jr. and Mary S. Shea. The address of the Shea Trust and of Mr. and Mrs. Shea is 655 Brea Canyon Road, Walnut, California 01789. (b) To the best knowledge of the Reporting Persons, during the past five years, none of the entities or individuals identified in this Item 2 have been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (c) To the best knowledge of the Reporting Persons, during the past five years, none of the of the entities or individuals identified in this Item 2 has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and therefore was not and is not subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Between May 27, 1998 and August 28, 1998, the LLC acquired 334,500 shares of the Issuer's Common Stock in open market transactions at a average cost per share of $4.0074 per share. The source of the $1,340,480.84 purchase price was the working capital of the LLC. Between March 11, 1998 and August 6, 1998, the Shea Trust acquired 318,500 shares of the Issuer's Common Stock in open market transactions at an average cost per share of $4.0114. The source of the $1,277,620.26 purchase price was the personal funds of the Shea Trust. Between November 19, 1998 and November 25, 1998, the Hambrecht Trust and the Shea Trust each acquired 449,400 shares of the Issuer's Common Stock in open market transactions at an average cost of $4.745 per share. The source of the aggregate $2,132,300.00 purchase price was the personal funds of each of the Hambrecht Trust and the Shea Trust. ITEM 4. PURPOSE OF TRANSACTION. The Reporting Persons purchased the securities to increase their respective equity interests in the Issuer. As noted in Item 5(c) below, the LLC and the Hambrecht Trust have sold all of their Common Stock. Except as noted below, none of the Reporting Persons has any present plans or proposals that relate to or would result in or cause: (a) the acquisition by any person of additional securities of the Issuer, or the disposition of securities of the Issuer; (b) an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries; (c) a sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries; (d) any change in the present board of directors or management of the Issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; CUSIP No. 359065109 Page 10 of 13 (e) any material change in the present capitalization or dividend policy of the Issuer; (f) any other material change in the Issuer's business or corporate structure; (g) changes in the Issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Issuer by any person; (h) a class of securities of the Issuer being de-listed from a national securities exchange or to cease to be authorized to be quoted in an interdealer quotation system of a registered national securities association; (i) a class of equity securities of the Issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Securities Exchange Act of 1934; or (j) any action similar to any of those enumerated above. The Reporting Persons reserve the right to adopt such plans and proposals subject to applicable regulatory requirements, if any; and to transfer securities of the Issuer directly and/or sell securities of the Issuer in the open market. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (a) and (b) According to the Issuer, there were 17,873,056 shares of Common Stock outstanding as of July 31, 2000. Based on such information, after taking into account the transactions described in Item 5(c) below, the Reporting Persons report the following direct holdings and corresponding percentage interests in the Common Stock (computed in accordance with Rule 13d-3(d)(1)(i) of the Securities Exchange Act of 1934, as amended): NAME SHARES OF COMMON STOCK OWNED PERCENT OWNED - ---- ---------------------------- ------------- The LLC 0 0 The Hambrecht Trust 0 0 The Shea Trust 545,400 3.05 William R. Hambrecht 0 0 Edmund H. Shea, Jr. 545,400 3.05 Mary S. Shea 545,400 3.05 The Hambrecht Trust is a California revocable trust. The trustee of the trust is William R. Hambrecht. The address of the Hambrecht Trust is 539 Bryant Street, Suite 100, San Francisco, California 94107. CUSIP No. 359065109 Page 11 of 13 As the LLC and the Hambrecht Trust have sold all of the shares of Common Stock they held, they are no longer members of a group with the Shea Trust, and Mr. and Mrs. Shea. Mr. Shea and Mrs. Shea have shared beneficial ownership of the shares of Common Stock held by the Shea Trust as they are the trustees of that trust. (c) Except as set forth below, none of the Reporting Person has effected any transaction involving the Issuer's Common Stock during the 60 days prior to the date of this Amended Statement. Subsequent to July 1, 2000, the LLC made the following sales of Common Stock: TRADE DATE NO. OF SHARES PRICE NET AMOUNT 08/09/2000 7500 17.9 134,095.52 08/14/2000 3000 17.875 53,623.21 08/17/2000 6000 17 101,996.60 08/18/2000 45000 16.9583 763,098.06 08/22/2000 82500 17.125 1,412,765.40 08/23/2000 59500 17.4375 1,037,496.66 08/24/2000 39000 17.6875 689,789.50 08/28/2000 7500 17.4375 130,776.89 08/29/2000 5000 17.5 87,497.08 08/30/2000 5400 17.375 93,821.87 08/31/2000 40500 17.0222 689,376.12 09/01/2000 15000 17.25 258,741.37 09/05/2000 15000 17.125 256,866.43 09/06/2000 33600 17.25 579,580.68 Subsequent to July 1, 2000, the Hambrecht Trust made the following sales of Common Stock: TRADE DATE PRICE NO. OF SHARES PROCEEDS 08/09/2000 17.9 5,000.00 89,457.01 08/14/2000 17.88 2,000.00 35,708.80 08/18/2000 17 4,000.00 67,957.73 08/18/2000 16.96 30,000.00 508,693.04 08/22/2000 17.13 55,000.00 941,803.60 08/23/2000 17.44 39,700.00 692,205.67 08/24/2000 17.69 26,000.00 459,819.67 08/28/2000 17.44 5,000.00 87,144.59 08/29/2000 17.5 3,000.00 52,458.35 08/30/2000 17.38 3,600.00 62,507.95 08/31/2000 17.02 27,000.00 459,486.88 09/01/2000 17.25 10,000.00 172,454.25 09/05/2000 17.13 10,000.00 171,204.29 09/06/2000 17.25 4,400.00 75,857.87 CUSIP No. 359065109 Page 12 of 13 (d) Except as set forth in this Amended Statement, no other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the securities of the Issuer that are owned beneficially by the reporting persons. (e) On August 31, 2000, the Reporting Persons ceased to own more than 5% of the outstanding shares of Common Stock. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. None. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. The following material was filed as an Exhibit to the original Schedule 13D: 1. Joint Filing Agreement, dated November 30, 1998, among the LLC, the Hambrecht Trust, the Shea Trust, William R. Hambrecht, Edmund H. Shea, Jr. and Mary S. Shea. CUSIP No. 359065109 Page 13 of 13 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: October 23, 2000 /s/ William R. Hambrecht ------------------------------------------------ William R. Hambrecht W.R. Hambrecht + Co., LLC By: William R. Hambrecht, Manager /s/ William R. Hambrecht ------------------------------------------------ William R. Hambrecht THE HAMBRECHT 1980 REVOCABLE TRUST By: /s/ William R. Hambrecht ------------------------------------------------ Name: William R. Hambrecht Title: Trustee E&M RP TRUST By: /s/ Edmund H. Shea, Jr. ------------------------------------------------ Name: Edmund H. Shea, Jr. Title: Trustee /s/ Edmund H. Shea, Jr. ------------------------------------------------ Edmund H. Shea, Jr. /s/ Mary S. Shea ------------------------------------------------ Mary S. Shea -----END PRIVACY-ENHANCED MESSAGE-----