-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ifxcscgk5vbEzEpp4t33T8Sbrs2IARF/k7LdPOrLfyTBMHPDxPhPpdeAYQ2RmTDj EDWyLjzs8GWPe4/qtQ75cQ== 0000950134-03-000528.txt : 20030114 0000950134-03-000528.hdr.sgml : 20030114 20030114154252 ACCESSION NUMBER: 0000950134-03-000528 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030114 ITEM INFORMATION: FILED AS OF DATE: 20030114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAWLINGS SPORTING GOODS CO INC CENTRAL INDEX KEY: 0000921915 STANDARD INDUSTRIAL CLASSIFICATION: [3949] IRS NUMBER: 431674348 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-24450 FILM NUMBER: 03513568 BUSINESS ADDRESS: STREET 1: 1859 INTERTECH DR CITY: FENTON STATE: MO ZIP: 63026 BUSINESS PHONE: 3143493500 MAIL ADDRESS: STREET 1: 1859 INTERTECH DR CITY: FENTON STATE: MO ZIP: 63026 8-K 1 c74020e8vk.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 14, 2003 RAWLINGS SPORTING GOODS COMPANY, INC. ------------------------------------- (Exact name of Registrant as specified in its charter) Delaware 0-24450 43-1674348 -------- ------- ---------- (State of Incorporation) (Commission File Number) (I.R.S. Employer Identification Number) 1859 BOWLES AVENUE, FENTON, MISSOURI 63026 ---------------------- (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code (636) 349-3500 -------------- (Former name or former address, if changed since last report) ITEM 9. REGULATION FD DISCLOSURE On January 14, 2003, the Registrant filed its Quarterly Report on Form 10-Q for the three months ended November 30, 2002 (the "Form 10-Q") with the Securities and Exchange Commission. In accordance with 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, the following certifications accompanied the Form 10-Q: Certification of Chief Executive Officer In connection with the Quarterly Report on Form 10-Q of Rawlings Sporting Goods Company, Inc. (the "Company") for the three months ended on November 30, 2002, as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Stephen M. O'Hara, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that: (1) the Report fully complies with the requirements of Section 13(a) or Section 15(d) of the Securities Exchange Act of 1934, as amended; and (2) the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. /s/ Stephen M. O'Hara ---------------------------- Stephen M. O'Hara Chief Executive Officer Date: January 14, 2003 Certification of Chief Financial Officer In connection with the Quarterly Report on Form 10-Q of Rawlings Sporting Goods Company, Inc. (the "Company") for the three months ended on November 30, 2002, as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, William F. Lacey, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that: (1) the Report fully complies with the requirements of Section 13(a) or Section 15(d) of the Securities Exchange Act of 1934, as amended; and (2) the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. /s/ William F. Lacey -------------------- William F. Lacey Chief Financial Officer Date: January 14, 2003 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this to be signed on its behalf by the undersigned, hereunto duly authorized. RAWLINGS SPORTING GOODS COMPANY, INC. Dated: January 14, 2003 By: /s/ William F. Lacey ---------------------- William F. Lacey Chief Financial Officer 3 -----END PRIVACY-ENHANCED MESSAGE-----