-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hfo/6FR/X5G66KOD20U44/BH+y2jzwire4Ju5jbYbQiZ/WE0go+oTwurvfZuA05Y 9ZW7OXtTVkEbk+ZCqeUstA== 0000906344-06-000362.txt : 20061004 0000906344-06-000362.hdr.sgml : 20061004 20061004204301 ACCESSION NUMBER: 0000906344-06-000362 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060101 FILED AS OF DATE: 20061004 DATE AS OF CHANGE: 20061004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FAMILYMEDS GROUP, INC. CENTRAL INDEX KEY: 0000921878 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122] IRS NUMBER: 341755390 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 312 FARMINGTON AVENUE CITY: FARMINGTON STATE: CT ZIP: 06032-1968 BUSINESS PHONE: 8606761222 MAIL ADDRESS: STREET 1: 312 FARMINGTON AVENUE CITY: FARMINGTON STATE: CT ZIP: 06032-1968 FORMER COMPANY: FORMER CONFORMED NAME: DRUGMAX INC DATE OF NAME CHANGE: 20011128 FORMER COMPANY: FORMER CONFORMED NAME: DRUGMAX COM INC DATE OF NAME CHANGE: 20000208 FORMER COMPANY: FORMER CONFORMED NAME: NUTRICEUTICALS COM CORP DATE OF NAME CHANGE: 19990629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TONEY C FRED CENTRAL INDEX KEY: 0001274204 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-15445 FILM NUMBER: 061129702 BUSINESS ADDRESS: STREET 1: C/O MEDCAP PARTNERS STREET 2: 500 3RD ST. #535 CITY: SAN FRANCISCO STATE: CA ZIP: 934107 BUSINESS PHONE: 4154951010 MAIL ADDRESS: STREET 1: C/O MEDCAP PARTNERS STREET 2: 500 3RD ST #535 CITY: SAN FRANCISCO STATE: CA ZIP: 94107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MEDCAP PARTNERS LP CENTRAL INDEX KEY: 0001176482 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-15445 FILM NUMBER: 061129703 BUSINESS ADDRESS: STREET 1: 500 THIRD STREET STREET 2: SUITE 535 CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 415-495-1010 MAIL ADDRESS: STREET 1: 500 THIRD STREET STREET 2: SUITE 535 CITY: SAN FRANCISCO STATE: CA ZIP: 94107 5/A 1 edgar.xml PRIMARY DOCUMENT X0202 5/A 2006-01-01 2006-01-27 0 1 0000921878 FAMILYMEDS GROUP, INC. FMRX 0001176482 MEDCAP PARTNERS LP 500 THIRD STREET #535 SAN FRANCISCO CA 94107 0 0 1 0 0001274204 TONEY C FRED 500 THIRD STREET #535 SAN FRANCISCO CA 94107 0 0 0 1 See footnote 4 Warrant to Purchase Common Stock 10.90 2005-10-03 4 P 0 L 390455 1.25 A 2010-10-02 Common Stock 390455 390455 I By MedCap Partners L.P. (see footnotes) Warrant to Purchase Common Stock 10.90 2005-10-03 4 P 0 L 43394 1.25 A 2010-10-02 Common Stock 43394 43394 I By an offshore investment limited partnership (see footnotes) All of the price and share data reported on this Form give effect to a 1-for-10 reverse stock split of the issuer's common stock, which stock split became effective on August 16, 2006. The securities reported on this Form are held by: (i) MedCap Partners, L.P. ("MedCap Partners"); and (ii) an offshore investment limited partnership (the "Offshore Fund"). MedCap Partners is the beneficial owner of more than 10% of the issuer's common stock, but the Offshore Fund is not. MedCap Management & Research LLC ("MMR"), a registered investment advisor, is the general partner and investment manager of both MedCap Partners and the Offshore Fund. C. Fred Toney, the reporting person, is the managing member of MMR, and Mr. Toney also holds, directly and indirectly, certain limited partnership interests in MedCap Partners. The warrants became formally exercisable on April 3, 2006, but they are subject to restrictions that prohibit their exercise to the extent that the number of shares of the issuer's common stock beneficially owned by MedCap Partners, the Offshore Fund, their respective affiliates and other persons whose beneficial ownership is aggregated with them would exceed 9.999% of the total number of issued and outstanding shares of the issuer's common stock (including for such purpose the shares of common stock issuable upon such exercise). Because Mr. Toney, as the sole member of MMR, may be deemed to be a "control person" who, for the purposes of Rule 16a-1(a)(1)(vii), may be deemed to hold in excess of 1% of the issuer's common stock indirectly through his limited partnership interests in MedCap Partners, Mr. Toney has elected to voluntarily file this Form as a co-reporting person to report the holdings of, and certain transactions by, MedCap Partners and the Offshore Fund. Mr. Toney's election to file this Form should not be construed as an admission of his status as such a control person, or as a 10% beneficial owner of the issuer's common stock for Section 16 purposes. In any event, each of MMR, Mr. Toney, MedCap Partners and the Offshore Fund expressly disclaims beneficial ownership in these securities, except to the extent of their pecuniary interests therein. This Form 5 is an amendment to the original Form 5 filed on January 27, 2006 by Mr. Toney and is being filed to report additional transactions during the year ending December 31, 2005. MedCap Partners L.P.; By: MedCap Management & Research LLC, its General Partner; By. C. Fred Toney, its Managing Member; /s/ C. Fred Toney 2006-10-04 C. Fred Toney; /s/ C. Fred Toney 2006-10-04 -----END PRIVACY-ENHANCED MESSAGE-----