-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DQqZfa72B7pqIorJsHR1BbpU2UaQccjMDf2uhdnHlj4Pk5sJXKkqR2rfzKoAaACc ZssZ+q64JrFPMNuuUmFGFg== 0000950144-06-000919.txt : 20060208 0000950144-06-000919.hdr.sgml : 20060208 20060208124450 ACCESSION NUMBER: 0000950144-06-000919 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060208 ITEM INFORMATION: Temporary Suspension of Trading Under Registrant's Employee Benefit Plans FILED AS OF DATE: 20060208 DATE AS OF CHANGE: 20060208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANKATLANTIC BANCORP INC CENTRAL INDEX KEY: 0000921768 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 650507804 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13133 FILM NUMBER: 06587984 BUSINESS ADDRESS: STREET 1: 2100 W. CYPRESS CREEK RD. CITY: FORT LAUDERDALE STATE: FL ZIP: 33309 BUSINESS PHONE: 9547605000 MAIL ADDRESS: STREET 1: 2100 W. CYPRESS CREEK RD. CITY: FORT LAUDERDALE STATE: FL ZIP: 33309 8-K 1 g99515e8vk.htm BANKATLANTIC BANCORP INC. BankAtlantic Bancorp Inc.
 

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 8, 2006
BANKATLANTIC BANCORP, INC.
(Exact name of registrant as specified in its charter)
         
FLORIDA   34-027228   65-0507804
         
(State or other jurisdiction
of incorporation)
  (Commission
File Number)
  (IRS Employer
Identification No.)
         
2100 West Cypress Creek Road, Fort Lauderdale, Florida   33309
     
(Address of principal executive offices)   (Zip Code)
Registrant’s telephone number, including area code: (954) 940-5000
Not applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


 

Item 5.04 Suspension of Trading Under Registrant’s Employee Benefit Plan
     On February 8, 2006, BankAtlantic Bancorp, Inc. (the “Company”) sent a notice to its executive officers and directors informing them that the previously announced blackout period with respect to individual account transactions in the Company’s 401(k) Plan will terminate on February 9, 2006, which is sooner than initially announced. As a result, the prohibition on the Company’s executive officers and directors from effecting transactions in certain equity securities of the Company will likewise terminate on such date, as described in the below-mentioned notice.
     A copy of the notice sent to the Company’s directors and executive officers is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

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SIGNATURES
     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  BANKATLANTIC BANCORP, INC.
 
 
Date: February 8, 2006  By:   /s/ Lloyd DeVaux    
    Name:   Lloyd DeVaux   
    Title:   Chief Operating Officer   

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EXHIBIT INDEX
     
Exhibit
  Description
 
   
 
   
99.1
  Notice to Directors and Executive Officers.

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EX-99.1 2 g99515exv99w1.htm NOTICE TO DIRECTORS & EXECUTIVE OFFICERS Notice to Directors & Executive Officers
 

Exhibit 99.1
     
To:
  Directors and Executive Officers of BankAtlantic Bancorp, Inc.
 
   
From:
  Alan B. Levan, Chairman and Chief Executive Officer
 
   
Date:
  February 8, 2006
 
   
Re:
  Notice of Early Termination of Blackout Period under 401(k) Plan
 
     As you know, we instituted a blackout period with respect to the BankAtlantic Security Plus Plan (the “401(k) Plan”) in connection with the transition of accounts and records to Schwab Retirement Plan Services, Inc., the 401(k) Plan’s new investment and service provider. As I previously advised you, during the blackout period under the 401(k) Plan you were generally prohibited under the Sarbanes-Oxley Act of 2002 and applicable SEC regulations from effecting transactions in shares of the Company’s Class A Common Stock that you received in connection with your service or employment as a director or executive officer. The blackout period commenced on January 21, 2006 and was expected to end the week of February 19, 2006.
     Schwab Retirement Plan Services, Inc. has notified the Company that the transition was completed sooner than expected and, as such, the blackout period will terminate on February 9, 2006. Accordingly, the restrictions regarding your ability to effect transactions in shares of the Company’s Class A Common Stock as a result of the 401(k) Plan blackout period are likewise terminated effective as of February 9, 2006.
     Any inquiries with respect to this notice should be directed to:
James A. White
Chief Financial Officer
BankAtlantic Bancorp, Inc.
2100 West Cypress Creek Road
Fort Lauderdale, Florida 33309
954-940-5015

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