0001307942-16-000065.txt : 20161222 0001307942-16-000065.hdr.sgml : 20161222 20161222155734 ACCESSION NUMBER: 0001307942-16-000065 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20161222 DATE AS OF CHANGE: 20161222 EFFECTIVENESS DATE: 20161222 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Delaware Management Holdings, Inc. CENTRAL INDEX KEY: 0000921739 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 232693133 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-151445 FILM NUMBER: 162066566 BUSINESS ADDRESS: STREET 1: ONE COMMERCE SQUARE STREET 2: 2005 MARKET ST CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 800-523-1918 MAIL ADDRESS: STREET 1: ONE COMMERCE SQ STREET 2: 2005 MARKET ST CITY: PHILADELPHIA STATE: PA ZIP: 19103 FORMER COMPANY: FORMER CONFORMED NAME: DELAWARE MANAGEMENT HOLDINGS CO INC DATE OF NAME CHANGE: 19990129 D/A 1 primary_doc.xml X0707 D/A LIVE 0000921739 Delaware Management Holdings, Inc. ONE COMMERCE SQUARE 2005 MARKET ST PHILADELPHIA PA PENNSYLVANIA 19103 800-523-1918 DELAWARE DELAWARE MANAGEMENT HOLDINGS CO INC Corporation true Shawn Lytle c/o Delaware Management Holdings, Inc. 2005 Market Street, 9th Floor Philadelphia PA PENNSYLVANIA 19103 Executive Officer Director Roger A. Early c/o Delaware Management Holdings, Inc. 2005 Market Street, 9th Floor Philadelphia PA PENNSYLVANIA 19103 Executive Officer Director Ben Bruck c/o Delaware Management Holdings, Inc. 2005 Market Street, 9th Floor Philadelphia PA PENNSYLVANIA 19103 Director David F. Connor c/o Delaware Management Holdings, Inc. 2005 Market Street, 9th Floor Philadelphia PA PENNSYLVANIA 19103 Director Shemara Wikramanayake c/o Delaware Management Holdings, Inc. 2005 Market Street, 9th Floor Philadelphia PA PENNSYLVANIA 19103 Director Other Decline to Disclose 06b true 0001307942-15-000025 2010-12-10 true true true true true The foregoing may be offered pursuant to the Delaware Investments Incentive Unit Plan (the "Plan"). false 0 Indefinite 0 Indefinite The value of securities to be offered under the Plan cannot currently be determined. Up to 2,500,000 underlying shares of common stock may be offered as awards under the Plan, which awards may be (and have been) granted for no consideration under the Plan false 152 0 0 0 true false Delaware Management Holdings, Inc. /s/ Jerel A. Hopkins Jerel A. Hopkins Assistant Secretary 2016-12-22