0001179110-20-000388.txt : 20200107 0001179110-20-000388.hdr.sgml : 20200107 20200107170052 ACCESSION NUMBER: 0001179110-20-000388 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200103 FILED AS OF DATE: 20200107 DATE AS OF CHANGE: 20200107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHATTUCK KOHN BARBARA CENTRAL INDEX KEY: 0001013803 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24206 FILM NUMBER: 20513834 MAIL ADDRESS: STREET 1: PENN NATIONAL GAMING, INC STREET 2: 825 BERKSHIRE BLVE, SUITE 200 CITY: WYOMISSING STATE: PA ZIP: 19610 FORMER NAME: FORMER CONFORMED NAME: SHATTUCK BARBARA Z DATE OF NAME CHANGE: 19960508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENN NATIONAL GAMING INC CENTRAL INDEX KEY: 0000921738 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 232234473 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 825 BERKSHIRE BLVD STE 200 STREET 2: WYOMISSING PROFESSIONAL CENTER CITY: WYOMISSING STATE: PA ZIP: 19610 BUSINESS PHONE: 6103732400 MAIL ADDRESS: STREET 1: 825 BERKSHIRE BLVD STREET 2: SUITE 200 CITY: WYOMISSING STATE: PA ZIP: 19610 4 1 edgar.xml FORM 4 - X0306 4 2020-01-03 0 0000921738 PENN NATIONAL GAMING INC PENN 0001013803 SHATTUCK KOHN BARBARA 825 BERKSHIRE BLVD SUITE 200 WYOMISSING PA 19610 1 0 0 0 Common Stock 2020-01-03 4 M 0 2033 A 54050 D Common Stock 2020-01-03 4 D 0 2033 26.14 D 52017 D Common Stock 2020-01-03 4 A 0 9564 0 A 61581 D Common Stock 2020-01-04 4 M 0 4433 A 66014 D Common Stock 2020-01-04 4 D 0 4433 25.93 D 61581 D Common Stock 2000 I By Spouse Phantom Stock Units 2020-01-03 4 M 0 2033 A Common Stock 2033 4066 D Phantom Stock Units 2020-01-04 4 M 0 4433 A Common Stock 4433 4432 D The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. The securities reported are shares of restricted stock that vest in three annual installments beginning on January 3, 2021. The reporting person elected to receive the 2020 annual equity award for directors in shares of restricted stock. Ms. Shattuck Kohn disclaims beneficial ownership of these shares owned by her spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. /s/ Elliot Hoops as attorney-in-fact for Barbara Shattuck Kohn 2020-01-07 EX-24 2 ex24kohn.txt POWER OF ATTORNEY For Executing Forms, 3, 4 and 5 Know all persons by these presents, that the undersigned hereby constitutes and appoints Timothy J. Wilmott, Carl Sottosanti and Elliot Hoops, and each of them, his true and lawful attorney-in-fact to: (1) prepare and/or execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Penn National Gaming, Inc. (the "Company"), Forms 3, 4 and 5 to report transactions in the Company's securities reportable by the undersigned in accordance with the provisions of Section 16(a) of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder; and (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete the preparation and execution of any such Form 3, 4 or 5, and any amendment thereto, and the timely filing of any such Form 3, 4 or 5, and any amendment thereto, with the United States Securities and Exchange Commission and any other authority, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his or her discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934, as amended or the rules and regulations promulgated thereunder. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 12th day of June, 2019. /s/Barbara Shattuck Kohn ________________________ Signature Barbara Shattuck Kohn _______________________ Print Name