0001179110-18-013559.txt : 20181206 0001179110-18-013559.hdr.sgml : 20181206 20181206194956 ACCESSION NUMBER: 0001179110-18-013559 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181204 FILED AS OF DATE: 20181206 DATE AS OF CHANGE: 20181206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sottosanti Carl CENTRAL INDEX KEY: 0001598259 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24206 FILM NUMBER: 181222002 MAIL ADDRESS: STREET 1: 825 BERKSHIRE BOULEVARD STREET 2: SUITE 200 CITY: WYOMISSING STATE: PA ZIP: 19610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENN NATIONAL GAMING INC CENTRAL INDEX KEY: 0000921738 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 232234473 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 825 BERKSHIRE BLVD STE 200 STREET 2: WYOMISSING PROFESSIONAL CENTER CITY: WYOMISSING STATE: PA ZIP: 19610 BUSINESS PHONE: 6103732400 MAIL ADDRESS: STREET 1: 825 BERKSHIRE BLVD STREET 2: SUITE 200 CITY: WYOMISSING STATE: PA ZIP: 19610 4 1 edgar.xml FORM 4 - X0306 4 2018-12-04 0 0000921738 PENN NATIONAL GAMING INC PENN 0001598259 Sottosanti Carl 825 BERKSHIRE BLVD, SUITE 200 WYOMISSING PA 19610 0 1 0 0 EVP,Gen Counsel & Secretary Common Stock 2018-12-04 4 M 0 20000 8.88 A 55836 D Common Stock 2018-12-04 4 F 0 8717 22.76 D 47119 D Non Qualified Stock Options (right to buy) 8.88 2018-12-04 4 M 0 20000 0 A 2016-01-03 2019-01-03 Common Stock 20000 0 D The options subject to the transaction reported on this Form 4 would have expired on January 3, 2019. No shares were sold by the reporting person in connection with the exercise of the options. The reporting person paid the exercise price with a combination of cash and the surrender of shares to the company. As a result of the exercise of the options, the reporting person acquired a total of 11,283 shares. /s/ Christopher Rogers as attorney-in-fact for Carl Sottosanti 2018-12-06