0001179110-16-032036.txt : 20161123
0001179110-16-032036.hdr.sgml : 20161123
20161123160544
ACCESSION NUMBER: 0001179110-16-032036
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161121
FILED AS OF DATE: 20161123
DATE AS OF CHANGE: 20161123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENN NATIONAL GAMING INC
CENTRAL INDEX KEY: 0000921738
STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011]
IRS NUMBER: 232234473
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 825 BERKSHIRE BLVD STE 200
STREET 2: WYOMISSING PROFESSIONAL CENTER
CITY: WYOMISSING
STATE: PA
ZIP: 19610
BUSINESS PHONE: 6103732400
MAIL ADDRESS:
STREET 1: 825 BERKSHIRE BLVD
STREET 2: SUITE 200
CITY: WYOMISSING
STATE: PA
ZIP: 19610
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sottosanti Carl
CENTRAL INDEX KEY: 0001598259
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24206
FILM NUMBER: 162016659
MAIL ADDRESS:
STREET 1: 825 BERKSHIRE BOULEVARD
STREET 2: SUITE 200
CITY: WYOMISSING
STATE: PA
ZIP: 19610
4
1
edgar.xml
FORM 4 -
X0306
4
2016-11-21
0
0000921738
PENN NATIONAL GAMING INC
PENN
0001598259
Sottosanti Carl
825 BERKSHIRE BLVD, SUITE 200
WYOMISSING
PA
19610
0
1
0
0
EVP,Gen Counsel & Secretary
Common Stock
2016-11-21
4
M
0
16644
9.7
A
35696
D
Common Stock
2016-11-21
4
S
0
16644
13.88
D
19052
D
Common Stock
2016-11-22
4
M
0
954
9.7
A
20006
D
Common Stock
2016-11-22
4
S
0
954
13.84
D
19052
D
Common Stock
2016-11-22
4
M
0
20000
6.34
A
59052
D
Common Stock
2016-11-22
4
S
0
20000
13.84
D
19052
D
Non Qualified Stock Options (right to buy)
9.7
2016-11-21
4
M
0
16644
0
D
2011-01-02
2017-01-02
Common Stock
16644
954
D
Non Qualified Stock Options (right to buy)
9.7
2016-11-22
4
M
0
954
0
D
2011-01-02
2017-01-02
Common Stock
954
0
D
Non Qualified Stock Options (right to buy)
6.34
2016-11-22
4
M
0
20000
0
D
2014-01-02
2017-01-02
Common Stock
20000
0
D
The options subject to the transactions reported on this Form 4 would have expired on January 2, 2017.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.85 to $13.90. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.75 to $13.91. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4.
/s/ Christopher Rogers as attorney-in-fact for Carl Sottosanti
2016-11-23