0001179110-16-032036.txt : 20161123 0001179110-16-032036.hdr.sgml : 20161123 20161123160544 ACCESSION NUMBER: 0001179110-16-032036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161121 FILED AS OF DATE: 20161123 DATE AS OF CHANGE: 20161123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENN NATIONAL GAMING INC CENTRAL INDEX KEY: 0000921738 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 232234473 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 825 BERKSHIRE BLVD STE 200 STREET 2: WYOMISSING PROFESSIONAL CENTER CITY: WYOMISSING STATE: PA ZIP: 19610 BUSINESS PHONE: 6103732400 MAIL ADDRESS: STREET 1: 825 BERKSHIRE BLVD STREET 2: SUITE 200 CITY: WYOMISSING STATE: PA ZIP: 19610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sottosanti Carl CENTRAL INDEX KEY: 0001598259 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24206 FILM NUMBER: 162016659 MAIL ADDRESS: STREET 1: 825 BERKSHIRE BOULEVARD STREET 2: SUITE 200 CITY: WYOMISSING STATE: PA ZIP: 19610 4 1 edgar.xml FORM 4 - X0306 4 2016-11-21 0 0000921738 PENN NATIONAL GAMING INC PENN 0001598259 Sottosanti Carl 825 BERKSHIRE BLVD, SUITE 200 WYOMISSING PA 19610 0 1 0 0 EVP,Gen Counsel & Secretary Common Stock 2016-11-21 4 M 0 16644 9.7 A 35696 D Common Stock 2016-11-21 4 S 0 16644 13.88 D 19052 D Common Stock 2016-11-22 4 M 0 954 9.7 A 20006 D Common Stock 2016-11-22 4 S 0 954 13.84 D 19052 D Common Stock 2016-11-22 4 M 0 20000 6.34 A 59052 D Common Stock 2016-11-22 4 S 0 20000 13.84 D 19052 D Non Qualified Stock Options (right to buy) 9.7 2016-11-21 4 M 0 16644 0 D 2011-01-02 2017-01-02 Common Stock 16644 954 D Non Qualified Stock Options (right to buy) 9.7 2016-11-22 4 M 0 954 0 D 2011-01-02 2017-01-02 Common Stock 954 0 D Non Qualified Stock Options (right to buy) 6.34 2016-11-22 4 M 0 20000 0 D 2014-01-02 2017-01-02 Common Stock 20000 0 D The options subject to the transactions reported on this Form 4 would have expired on January 2, 2017. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.85 to $13.90. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.75 to $13.91. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4. /s/ Christopher Rogers as attorney-in-fact for Carl Sottosanti 2016-11-23