-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WLdBxOYrBrj+HvNYgCFibZUuqrFf4Ik7osI4TiRmGWNiKuPGs83hAvCqJkkczOX2 uqZDaWkCj7+SIIcNFTicyA== 0001179110-04-018698.txt : 20040924 0001179110-04-018698.hdr.sgml : 20040924 20040924151002 ACCESSION NUMBER: 0001179110-04-018698 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040922 FILED AS OF DATE: 20040924 DATE AS OF CHANGE: 20040924 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENN NATIONAL GAMING INC CENTRAL INDEX KEY: 0000921738 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 232234473 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 825 BERKSHIRE BLVD STE 200 STREET 2: WYOMISSING PROFESSIONAL CENTER CITY: WYOMISSING STATE: PA ZIP: 19610 BUSINESS PHONE: 6103732400 MAIL ADDRESS: STREET 1: 825 BERSHIRE BLVD STREET 2: SUITE 200 CITY: WYOMISSING STATE: PA ZIP: 19610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARLINO PETER M CENTRAL INDEX KEY: 0001211342 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24206 FILM NUMBER: 041044879 BUSINESS ADDRESS: STREET 1: 825 BERKSHIRE BLVD STREET 2: SUITE 200 CITY: WYOMISSING STATE: PA ZIP: 19610 BUSINESS PHONE: 6103732400 MAIL ADDRESS: STREET 1: 825 BERKSHIRE BLVD STREET 2: SUITE 200 CITY: WYOMISSING STATE: PA ZIP: 19610 4 1 edgar.xml FORM 4 - X0202 4 2004-09-22 0 0000921738 PENN NATIONAL GAMING INC PENN 0001211342 CARLINO PETER M 825 BERKSHIRE BLVD SUITE 200 WYOMISSING PA 19610 1 1 1 0 Chairman Common Stock 2004-09-22 4 M 0 37636 3.44 A 1330296 D Common Stock 2004-09-22 4 S 0 37636 40.0166 D 1292660 D Common Stock 2004-09-23 4 M 0 30364 3.44 A 1323024 D Common Stock 2004-09-23 4 M 0 18121 4.06 A 1341145 D Common Stock 2004-09-23 4 S 0 48485 40.00 D 1292660 D Common Stock 2004-09-24 4 M 0 13879 4.06 A 1306539 D Common Stock 2004-09-24 4 S 0 13879 40.0077 D 1292660 D Non-Qualified Stock Options (Right to buy) 3.44 2004-09-22 4 M 0 37636 0 D 2000-01-04 2009-01-04 Common Stock 37636 30364 D Non-Qualified Stock Options (Right to buy) 3.44 2004-09-23 4 M 0 30364 0 D 2000-01-04 2009-01-04 Common Stock 30364 0 D Non-Qualified Stock Options (Right to buy) 4.06 2004-09-23 4 M 0 18121 0 D 2001-02-08 2010-02-08 Common Stock 18121 131879 D Non-Qualified Stock Options (Right to buy) 4.06 2004-09-24 4 M 0 13879 0 D 2001-02-08 2010-02-08 Common Stock 13879 118000 D The reporting person ia also the indirect beneficial owner of 5,533,180 shares, which are owned by The Carlino Family Trust, a ten percent owner of the issuer. Peter M. Carlino is a Trustee of the Trust. Peter M. Carlino disclaims beneficial ownership of the shares owned by the Carlino Family Trust, and this report should not be deemed an admission that Peter M. Carlino is the beneficial owner of such securities for the purpose of section 16 or any other purpose. All Transactions reported on this form 4 were made pursuant to a stock trading plan, dated April 23, 2004, established pursuant to rule 10b5-1. /s/Robert S Ippolito as attorney-in-fact for Peter M. Carlino 2004-09-23 -----END PRIVACY-ENHANCED MESSAGE-----