-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PfNyltjoD6qpfpqukvtTje0uLTovK3skny4VIQKlRX9p3cPq7VwHbOqJFNmp7G3m 14jIIqevv37ZOGK8TGKDUQ== 0001104659-09-002432.txt : 20090115 0001104659-09-002432.hdr.sgml : 20090115 20090115104848 ACCESSION NUMBER: 0001104659-09-002432 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090115 DATE AS OF CHANGE: 20090115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVY ROBERT P CENTRAL INDEX KEY: 0001218157 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24206 FILM NUMBER: 09527814 BUSINESS ADDRESS: STREET 1: 825 BERKSHIRE BLVD STREET 2: SUITE 200 CITY: WYOMISSING STATE: PA ZIP: 19610 BUSINESS PHONE: 6103732400 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENN NATIONAL GAMING INC CENTRAL INDEX KEY: 0000921738 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 232234473 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 825 BERKSHIRE BLVD STE 200 STREET 2: WYOMISSING PROFESSIONAL CENTER CITY: WYOMISSING STATE: PA ZIP: 19610 BUSINESS PHONE: 6103732400 MAIL ADDRESS: STREET 1: 825 BERSHIRE BLVD STREET 2: SUITE 200 CITY: WYOMISSING STATE: PA ZIP: 19610 4 1 a4.xml 4 X0303 4 2008-12-31 0 0000921738 PENN NATIONAL GAMING INC PENN 0001218157 LEVY ROBERT P 825 BERKSHIRE BLVD SUITE 200 WYOMISSING PA 19610 1 0 0 0 Non-Qualified Stock Option - right to buy 29.22 2008-12-31 4 D 0 60000 0 D 2009-01-06 2012-01-06 Common Stock 60000 0 D Non-Qualified Stock Option - right to buy 29.22 2008-12-31 4 A 0 60000 0 A 2009-01-06 2015-01-06 Common Stock 60000 60000 D Non-Qualified Stock Option - right to buy 33.12 2008-12-31 4 D 0 22500 0 D 2008-01-12 2013-01-12 Common Stock 22500 0 D Non-Qualified Stock Option - right to buy 33.12 2008-12-31 4 A 0 22500 0 A 2008-01-12 2016-01-12 Common Stock 22500 22500 D Non-Qualified Stock Option - right to buy 41.62 2008-12-31 4 D 0 30000 0 D 2008-01-02 2014-01-02 Common Stock 30000 0 D Non-Qualified Stock Option - right to buy 41.62 2008-12-31 4 A 0 30000 0 A 2008-01-02 2017-01-02 Common Stock 30000 30000 D Non-Qualified Stock Option - right to buy 29.34 2008-12-31 4 D 0 20000 0 D 2009-08-08 2015-08-08 Common Stock 20000 0 D Non-Qualified Stock Option - right to buy 29.34 2008-12-31 4 A 0 20000 0 A 2009-08-08 2018-08-08 Common Stock 20000 20000 D The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option. For purposes of Section 16 reporting, the amendment of the outstanding option constitutes a deemed cancellation of an "old" option and the grant of a "new" replacement option. The option was originally granted on 01/06/2005. The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option. For purposes of Section 16 reporting, the amendment of the outstanding option constitutes a deemed cancellation of an "old" option and the grant of a "new" replacement option. The option to purchase 30,000 shares of common stock of the Company was originally granted on 01/12/2006 and vests over 4 years at 25% on the anniversary of the date of grant. The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option. For purposes of Section 16 reporting, the amendment of the outstanding option constitutes a deemed cancellation of an "old" option and the grant of a "new" replacement option. The option was originally granted on 01/02/2007 and vests over 4 years at 25% on the anniversary of the date of grant. The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option. For purposes of Section 16 reporting, the amendment of the outstanding option constitutes a deemed cancellation of an "old" option and the grant of a "new" replacement option. The option was originally granted on 08/08/2008 and vests over 4 years at 25% on the anniversary of the date of grant. /s/Robert S. Ippolito as attorney-in-fact for Robert P. Levy 2009-01-15 -----END PRIVACY-ENHANCED MESSAGE-----