-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P08Evhyz0QqF3EWwFLLpvGvaekj+TdUTVL9EFf4hOpsSOmSOdfiG6RWh1+eJgX3Y ADj4l2tyFDQ777rWoXVKPQ== 0001104659-03-027731.txt : 20031203 0001104659-03-027731.hdr.sgml : 20031203 20031203170654 ACCESSION NUMBER: 0001104659-03-027731 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031202 FILED AS OF DATE: 20031203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENN NATIONAL GAMING INC CENTRAL INDEX KEY: 0000921738 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 232234473 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 825 BERKSHIRE BLVD STE 200 STREET 2: WYOMISSING PROFESSIONAL CENTER CITY: WYOMISSING STATE: PA ZIP: 19610 BUSINESS PHONE: 6103732400 MAIL ADDRESS: STREET 1: 825 BERSHIRE BLVD STREET 2: SUITE 200 CITY: WYOMISSING STATE: PA ZIP: 19610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARLINO PETER M CENTRAL INDEX KEY: 0001211342 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24206 FILM NUMBER: 031035776 BUSINESS ADDRESS: STREET 1: 825 BERKSHIRE BLVD STREET 2: SUITE 200 CITY: WYOMISSING STATE: PA ZIP: 19610 BUSINESS PHONE: 6103732400 MAIL ADDRESS: STREET 1: 825 BERKSHIRE BLVD STREET 2: SUITE 200 CITY: WYOMISSING STATE: PA ZIP: 19610 4 1 a4.xml 4 X0201 4 2003-12-02 0 0000921738 PENN NATIONAL GAMING INC PENN 0001211342 CARLINO PETER M 825 BERKSHIRE BOULEVARD SUITE 200 WYOMISSING PA 19610 1 1 1 0 Chairman Common Stock 2003-10-31 5 G 0 E 3105 24.15 D 5779072 I Held by Carlino Family Trust Common Stock 2003-12-01 4 M 0 22300 1.67 A 0 D Common Stock 2003-12-01 4 S 0 22300 23.75 D 0 D Common Stock 2003-12-02 4 M 0 20000 1.67 A 0 D Common Stock 2003-12-02 4 S 0 20000 23.62 D 1185322 D Non-Qualified Stock Options (Right to Buy) 1.67 2003-12-01 4 M 0 22300 0 D 1995-05-26 2004-05-26 Common Stock 22300 227700 D Non-Qualified Stock Options (Right to Buy) 1.67 2005-12-02 4 M 0 20000 0 D 1995-05-26 2004-05-26 Common Stock 20000 207700 D Shares are owned by the Carlino Family Trust, a holder of more than ten percent of the outstanding common stock of the issue for the benefit of, among others, Peter D. Carlino, a beneficiary and trustee, and indirectly by Peter M. Carlino, a Trustee. The gift of shares is at the direction of Peter D. Carlino. Peter M. Carlino disclaims beneficial ownership of the shares owned by the Carlino Family Trust, and this report should not be deemed an admission that Peter M. Carlino is the beneficial owner of such securities for the purpose of section 16 or for any other purpose. These transactions on this Form 4 were made pursuant to a stock trading plan established pursuant to Rule 10b5-1. /s/ Peter M. Carlino 2003-11-17 -----END PRIVACY-ENHANCED MESSAGE-----