0001214659-23-003796.txt : 20230313
0001214659-23-003796.hdr.sgml : 20230313
20230313181240
ACCESSION NUMBER: 0001214659-23-003796
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230307
FILED AS OF DATE: 20230313
DATE AS OF CHANGE: 20230313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LISTER ROBERT D
CENTRAL INDEX KEY: 0001255900
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35066
FILM NUMBER: 23728555
MAIL ADDRESS:
STREET 1: 902 BROADWAY, 20TH FLOOR
STREET 2: C/O IMAX CORP
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IMAX CORP
CENTRAL INDEX KEY: 0000921582
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 980140269
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2525 SPEAKMAN DRIVE
CITY: MISSISSAUGA
STATE: A6
ZIP: L5K 1B1
BUSINESS PHONE: 9054036500
MAIL ADDRESS:
STREET 1: 2525 SPEAKMAN DRIVE
CITY: MISSISSAUGA
STATE: A6
ZIP: L5K 1B1
4
1
marketforms-60766.xml
PRIMARY DOCUMENT
X0306
4
2023-03-07
0000921582
IMAX CORP
IMAX
0001255900
LISTER ROBERT D
902 BROADWAY
20TH FLOOR
NEW YORK
NY
10010-6002
false
true
false
false
Chief Legal & Sr Exec VP
common shares (opening balance)
92804
D
common shares
2023-03-07
4
M
false
11674
0.00
A
104478
D
common shares
2023-03-07
4
M
false
23586
0.00
A
128064
D
common shares
2023-03-07
4
M
false
7055
0.00
A
135119
D
common shares
2023-03-07
4
M
false
14733
0.00
A
149852
D
common shares
2023-03-07
4
M
false
11957
0.00
A
161809
D
common shares
2023-03-07
4
F
false
38163
18.43
D
123646
D
common shares
2023-03-07
4
A
false
24764
0.00
A
148410
D
common shares
2023-03-07
4
F
false
13792
18.43
D
134618
D
restricted share units
0.00
2023-03-07
4
M
false
11674
0.00
D
common shares
11674
0
D
restricted share units
0.00
2023-03-07
4
M
false
23586
0.00
D
common shares
23586
0
D
restricted share units
0.00
2023-03-07
4
M
false
7055
0.00
D
common shares
7055
0
D
restricted share units
0.00
2023-03-07
4
M
false
14733
0.00
D
common shares
14733
14733
D
restricted share units
0.00
2023-03-07
4
M
false
11957
0.00
D
common shares
11957
23916
D
restricted share units
0.00
2023-03-07
4
A
false
38873
0.00
A
common shares
38873
38873
D
Represents the conversion upon vesting of restricted share units into common shares.
Mr. Lister is reporting the withholding of common shares by IMAX Corporation to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit transactions.
Represents the conversion of vested performance stock units into common shares granted by the Company on March 7, 2020. The shares earned are based on the level of achievement on the EBITDA performance conditions over the three year performance period.
Mr. Lister is reporting the withholding of common shares by IMAX Corporation to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the performance share unit transactions.
Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.
The restricted share units vest and will be converted to common shares in four installments: 11,671 on each of March 7, 2020, March 7, 2021 and March 7, 2022 and 11,674 on March 7, 2023.
The restricted share units vest and will be converted to common shares in three installments: 23,584 on each of March 7, 2021 and March 7, 2022 and 23,586 on March 7, 2023.
The restricted share units vest and will be converted to common shares in two equal installments on each of the first two anniversaries of the grant date.
The restricted share units vest and will be converted to common shares in three equal installments on each of the first three anniversaries of the grant date.
The restricted share units vest and will be converted to common shares in three installments: 11,957 on each of March 7, 2023 and March 7, 2024 and 11,959 on March 7, 2025.
The restricted share units vest and will be converted to common shares in three installments: 12,957 on each of March 7, 2024 and March 7, 2025 and 13,406 March 7, 2026.
This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 145,962, 77,522 and 134,618, respectively. The number of outstanding options reflects the expiration of options to purchase 54,805 common shares on March 7, 2023. Mr. Lister did not receive any value in connection with such expiration; therefore, such expiration is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under Rule 16b-6(d).
/s/ Kenneth I. Weissman (attorney-in-fact for Robert D. Lister)
2023-03-13