0001214659-23-003796.txt : 20230313 0001214659-23-003796.hdr.sgml : 20230313 20230313181240 ACCESSION NUMBER: 0001214659-23-003796 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230307 FILED AS OF DATE: 20230313 DATE AS OF CHANGE: 20230313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LISTER ROBERT D CENTRAL INDEX KEY: 0001255900 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35066 FILM NUMBER: 23728555 MAIL ADDRESS: STREET 1: 902 BROADWAY, 20TH FLOOR STREET 2: C/O IMAX CORP CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMAX CORP CENTRAL INDEX KEY: 0000921582 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 980140269 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2525 SPEAKMAN DRIVE CITY: MISSISSAUGA STATE: A6 ZIP: L5K 1B1 BUSINESS PHONE: 9054036500 MAIL ADDRESS: STREET 1: 2525 SPEAKMAN DRIVE CITY: MISSISSAUGA STATE: A6 ZIP: L5K 1B1 4 1 marketforms-60766.xml PRIMARY DOCUMENT X0306 4 2023-03-07 0000921582 IMAX CORP IMAX 0001255900 LISTER ROBERT D 902 BROADWAY 20TH FLOOR NEW YORK NY 10010-6002 false true false false Chief Legal & Sr Exec VP common shares (opening balance) 92804 D common shares 2023-03-07 4 M false 11674 0.00 A 104478 D common shares 2023-03-07 4 M false 23586 0.00 A 128064 D common shares 2023-03-07 4 M false 7055 0.00 A 135119 D common shares 2023-03-07 4 M false 14733 0.00 A 149852 D common shares 2023-03-07 4 M false 11957 0.00 A 161809 D common shares 2023-03-07 4 F false 38163 18.43 D 123646 D common shares 2023-03-07 4 A false 24764 0.00 A 148410 D common shares 2023-03-07 4 F false 13792 18.43 D 134618 D restricted share units 0.00 2023-03-07 4 M false 11674 0.00 D common shares 11674 0 D restricted share units 0.00 2023-03-07 4 M false 23586 0.00 D common shares 23586 0 D restricted share units 0.00 2023-03-07 4 M false 7055 0.00 D common shares 7055 0 D restricted share units 0.00 2023-03-07 4 M false 14733 0.00 D common shares 14733 14733 D restricted share units 0.00 2023-03-07 4 M false 11957 0.00 D common shares 11957 23916 D restricted share units 0.00 2023-03-07 4 A false 38873 0.00 A common shares 38873 38873 D Represents the conversion upon vesting of restricted share units into common shares. Mr. Lister is reporting the withholding of common shares by IMAX Corporation to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit transactions. Represents the conversion of vested performance stock units into common shares granted by the Company on March 7, 2020. The shares earned are based on the level of achievement on the EBITDA performance conditions over the three year performance period. Mr. Lister is reporting the withholding of common shares by IMAX Corporation to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the performance share unit transactions. Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. The restricted share units vest and will be converted to common shares in four installments: 11,671 on each of March 7, 2020, March 7, 2021 and March 7, 2022 and 11,674 on March 7, 2023. The restricted share units vest and will be converted to common shares in three installments: 23,584 on each of March 7, 2021 and March 7, 2022 and 23,586 on March 7, 2023. The restricted share units vest and will be converted to common shares in two equal installments on each of the first two anniversaries of the grant date. The restricted share units vest and will be converted to common shares in three equal installments on each of the first three anniversaries of the grant date. The restricted share units vest and will be converted to common shares in three installments: 11,957 on each of March 7, 2023 and March 7, 2024 and 11,959 on March 7, 2025. The restricted share units vest and will be converted to common shares in three installments: 12,957 on each of March 7, 2024 and March 7, 2025 and 13,406 March 7, 2026. This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 145,962, 77,522 and 134,618, respectively. The number of outstanding options reflects the expiration of options to purchase 54,805 common shares on March 7, 2023. Mr. Lister did not receive any value in connection with such expiration; therefore, such expiration is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under Rule 16b-6(d). /s/ Kenneth I. Weissman (attorney-in-fact for Robert D. Lister) 2023-03-13