0001214659-20-002496.txt : 20200310 0001214659-20-002496.hdr.sgml : 20200310 20200310170219 ACCESSION NUMBER: 0001214659-20-002496 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200307 FILED AS OF DATE: 20200310 DATE AS OF CHANGE: 20200310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LISTER ROBERT D CENTRAL INDEX KEY: 0001255900 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35066 FILM NUMBER: 20702613 MAIL ADDRESS: STREET 1: 902 BROADWAY, 20TH FLOOR STREET 2: C/O IMAX CORP CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMAX CORP CENTRAL INDEX KEY: 0000921582 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 980140269 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2525 SPEAKMAN DRIVE STREET 2: MISSISSAUGA CITY: ONTARIO CANADA STATE: A6 ZIP: L5K 1B1 BUSINESS PHONE: 9054036500 MAIL ADDRESS: STREET 1: 2525 SPEAKMAN DRIVE STREET 2: MISSISSAUGA CITY: ONTARIO CANADA STATE: A6 ZIP: L5K 1B1 4 1 marketforms-48231.xml PRIMARY DOCUMENT X0306 4 2020-03-07 0000921582 IMAX CORP IMAX 0001255900 LISTER ROBERT D 902 BROADWAY 20TH FLOOR NEW YORK NY 10010-6002 false true false false Chief Legal & Sr Exec VP common shares (opening balance) 39366 D common shares 2020-03-07 4 M false 7362 0.00 A 46728 D common shares 2020-03-07 4 M false 8089 0.00 A 54817 D common shares 2020-03-07 4 M false 12590 0.00 A 67407 D common shares 2020-03-07 4 M false 11671 0.00 A 79078 D common shares 2020-03-09 4 S false 21626 14.1817 D 57452 D restricted share units 0.00 2020-03-07 4 M false 7362 0.00 D common shares 7362 0 D restricted share units 0.00 2020-03-07 4 M false 8089 0.00 D common shares 8089 8090 D restricted share units 0.00 2020-03-07 4 M false 12590 0.00 D common shares 12590 25179 D restricted share units 0.00 2020-03-07 4 M false 11671 0.00 D common shares 11671 35016 D Represents the conversion upon vesting of restricted share units into common shares. Mr. Lister is reporting the sale of common shares to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit. Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. The restricted share units vest and will be converted to common shares in four equal installments on each of the first four anniversaries of the grant date. This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 343,984; 68,285 and 57,452, respectively. /s/ Robert D. Lister 2020-03-09