0001214659-19-002034.txt : 20190311 0001214659-19-002034.hdr.sgml : 20190311 20190311170017 ACCESSION NUMBER: 0001214659-19-002034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190307 FILED AS OF DATE: 20190311 DATE AS OF CHANGE: 20190311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WELTON MARK CENTRAL INDEX KEY: 0001255910 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35066 FILM NUMBER: 19672953 MAIL ADDRESS: STREET 1: 2525 SPEAKMAN DRIVE STREET 2: C/O IMAX CORP CITY: MISSISSAUGA STATE: A6 ZIP: L5K 1B1 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMAX CORP CENTRAL INDEX KEY: 0000921582 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 980140269 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2525 SPEAKMAN DRIVE STREET 2: MISSISSAUGA CITY: ONTARIO CANADA STATE: A6 ZIP: L5K 1B1 BUSINESS PHONE: 9054036500 MAIL ADDRESS: STREET 1: 2525 SPEAKMAN DRIVE STREET 2: MISSISSAUGA CITY: ONTARIO CANADA STATE: A6 ZIP: L5K 1B1 4 1 marketforms-44552.xml PRIMARY DOCUMENT X0306 4 2019-03-07 0000921582 IMAX CORP IMAX 0001255910 WELTON MARK 2525 SPEAKMAN DRIVE C/O IMAX CORPORATION MISSISSAUGA A6 L5K 1B1 ONTARIO, CANADA false true false false President, IMAX Theatres common shares (opening balance) 13366 D common shares 2019-03-07 4 M false 4415 0.00 A 17781 D common shares 2019-03-07 4 M false 4334 0.00 A 22115 D common shares 2019-03-07 4 M false 7194 0.00 A 29309 D common shares 2019-03-08 4 S false 8639 22.4313 D 20670 D restricted share units 0.00 2019-03-07 4 M false 4415 0.00 D common shares 4415 5298 D restricted share units 0.00 2019-03-07 4 M false 4334 0.00 D common shares 4334 9533 D restricted share units 0.00 2019-03-07 4 M false 7194 0.00 D common shares 7194 28777 D stock options (to buy) 22.49 2019-03-07 4 A false 49504 22.49 A 2026-03-07 common shares 49504 49504 D restricted share units 0.00 2019-03-07 4 A false 46687 0.00 A common shares 46687 46687 D Represents the conversion upon vesting of restricted share units into common shares. Mr. Welton is reporting the sale of common shares to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. The restricted share units vest and will be converted to common shares in four installments: 20% of the initial grant on the first anniversary of the grant date, 25% of the initial grant on each of the second and third anniversaries of the grant date and 30% of the initial grant on December 1 of the third year after the grant date. This represents the number of restricted share units or stock options for this transaction only. Mr. Welton's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 220,358; 90,295 and 20,670 respectively. The stock options will become exercisable in 4 installments: 9,900 on March 7, 2020; 12,376 on each of March 7, 2021 and March 7, 2022 and 14,852 on March 7, 2023. The restricted share units vest and will be converted to common shares in four installments 9,337 on March 7, 2020; 11,671 on each of March 7, 2021 and March 7, 2022 and 14,008 on December 1, 2022. Mark Welton 2019-03-08