0000899243-23-015464.txt : 20230613 0000899243-23-015464.hdr.sgml : 20230613 20230613164306 ACCESSION NUMBER: 0000899243-23-015464 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230609 FILED AS OF DATE: 20230613 DATE AS OF CHANGE: 20230613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOUGLAS FAMILY TRUST CENTRAL INDEX KEY: 0001268474 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35066 FILM NUMBER: 231011768 BUSINESS ADDRESS: STREET 1: 300A DRAKES LANDING ROAD STREET 2: SUITE 200 CITY: GREENBRAE STATE: CA ZIP: 94904 BUSINESS PHONE: 415-526-2200 MAIL ADDRESS: STREET 1: 300A DRAKES LANDING ROAD STREET 2: SUITE 200 CITY: GREENBRAE STATE: CA ZIP: 94904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOUGLAS KEVIN CENTRAL INDEX KEY: 0001132859 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35066 FILM NUMBER: 231011770 MAIL ADDRESS: STREET 1: 300A DRAKES LANDING ROAD STREET 2: SUITE 200 CITY: GREENBRAE STATE: CA ZIP: 94904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CELTIC FINANCIAL LLC CENTRAL INDEX KEY: 0001691073 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35066 FILM NUMBER: 231011766 BUSINESS ADDRESS: STREET 1: 300A DRAKES LANDING ROAD STREET 2: SUITE 200 CITY: GREENBRAE STATE: CA ZIP: 94904 BUSINESS PHONE: 415-526-2200 MAIL ADDRESS: STREET 1: 300A DRAKES LANDING ROAD STREET 2: SUITE 200 CITY: GREENBRAE STATE: CA ZIP: 94904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST CENTRAL INDEX KEY: 0001268475 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35066 FILM NUMBER: 231011769 BUSINESS ADDRESS: STREET 1: 300A DRAKES LANDING ROAD STREET 2: SUITE 200 CITY: GREENBRAE STATE: CA ZIP: 94904 BUSINESS PHONE: 4155262200 MAIL ADDRESS: STREET 1: 300A DRAKES LANDING ROAD STREET 2: SUITE 200 CITY: GREENBRAE STATE: CA ZIP: 94904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOUGLAS JAMES E III CENTRAL INDEX KEY: 0001268476 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35066 FILM NUMBER: 231011767 MAIL ADDRESS: STREET 1: 300A DRAKES LANDING ROAD STREET 2: SUITE 200 CITY: GREENBRAE STATE: CA ZIP: 94904 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMAX CORP CENTRAL INDEX KEY: 0000921582 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 980140269 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2525 SPEAKMAN DRIVE CITY: MISSISSAUGA STATE: A6 ZIP: L5K 1B1 BUSINESS PHONE: 9054036500 MAIL ADDRESS: STREET 1: 2525 SPEAKMAN DRIVE CITY: MISSISSAUGA STATE: A6 ZIP: L5K 1B1 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-06-09 0 0000921582 IMAX CORP IMAX 0001132859 DOUGLAS KEVIN 300A DRAKES LANDING RD., STE 200 GREENBRAE CA 94904 1 0 1 1 13(d)(3) group 0001268475 JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST 300A DRAKES LANDING RD., STE 200 GREENBRAE 94904 0 0 1 1 13(d)(3) group 0001268474 DOUGLAS FAMILY TRUST 300A DRAKES LANDING RD., STE 200 GREENBRAE CA 94904 0 0 1 1 13(d)(3) group 0001268476 DOUGLAS JAMES E III 300A DRAKES LANDING RD., STE 200 GREENBRAE CA 94904 0 0 1 1 13(d)(3) group 0001691073 CELTIC FINANCIAL LLC 300A DRAKES LANDING RD., STE 200 GREENBRAE CA 94904 0 0 1 1 13(d)(3) group 0 Common Stock 2023-06-09 4 A 0 6778 0.00 A 3975236 D Common Stock 2584441 I By James Douglas and Jean Douglas Irrevocable Descendants' Trust Common Stock 880000 I By Douglas Family Trust Common Stock 923645 I By James E. Douglas III Common Stock 571989 I By Celtic Financial, LLC These securities are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. These securities are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. These securities are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. Kevin Douglas is the trustee of the Douglas Family Trust. These securities are held directly by James E. Douglas III and indirectly by Kevin Douglas. Includes 62,652 shares held by an intentionally defective grantor trust (the "KGD IDGT"). Kevin Douglas, as the settlor of the KGD IDGT, has the right to substitute property of equivalent value in return for the shares held by the KGD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the KGD IDGT. Includes 62,652 shares held by an intentionally defective grantor trust (the "MMD IDGT"). Michelle Douglas, as the settlor of the MMD IDGT, has the right to substitute property of equivalent value in return for the shares held by the MMD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the MMD IDGT. These securities are held directly by Celtic Financial, LLC and indirectly by Kevin Douglas. Restricted stock units granted to Kevin Douglas which were vested on the date of grant. /s/ Eileen Wheatman, attorney in fact for Kevin Douglas 2023-06-13 /s/ Eileen Wheatman, attorney in fact for Douglas Family Trust 2023-06-13 /s/ Eileen Wheatman, attorney in fact for James Douglas and Jean Douglas Irrevocable Descendants' Trust 2023-06-13 /s/ Eileen Wheatman, attorney in fact for James E. Douglas III 2023-06-13 /s/ Eileen Wheatman, attorney in fact for Celtic Financial, LLC 2023-06-13