0001179110-19-004920.txt : 20190412 0001179110-19-004920.hdr.sgml : 20190412 20190412153934 ACCESSION NUMBER: 0001179110-19-004920 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181102 FILED AS OF DATE: 20190412 DATE AS OF CHANGE: 20190412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRAGER STEVE CENTRAL INDEX KEY: 0001078587 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-24649 FILM NUMBER: 19746224 MAIL ADDRESS: STREET 1: 601 W MARKET ST CITY: LOUISVILLE STATE: KY ZIP: 40202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REPUBLIC BANCORP INC /KY/ CENTRAL INDEX KEY: 0000921557 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 610862051 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: REPUBLIC CORPORATE CENTER STREET 2: 601 WEST MARKET ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025843600 MAIL ADDRESS: STREET 1: 601 W MARKET ST CITY: LOUISVILLE STATE: KY ZIP: 40202 4/A 1 edgar.xml FORM 4/A - X0306 4/A 2018-11-02 2018-11-06 0 0000921557 REPUBLIC BANCORP INC /KY/ RBCAA 0001078587 TRAGER STEVE 601 WEST MARKET STREET LOUISVILLE KY 40202 1 1 1 0 Chairman and CEO Class A Common Stock 2018-11-02 4 S 0 141044.030 D 5643577.495 I By Teebank Family Limited Partnership Class B Common Stock 2018-11-02 4 S 0 18493.055 D Class A Common Stock 18493.055 739960.293 I By Teebank Family Limited Partnership Teebank Family Limited Partnership ("Teebank") is a family limited partnership. A trust ("GP Trust 1") in which the Reporting Person is a trustee is a co-General Partner of Teebank. A trust ("GP Trust 2") in which the Reporting Person and his mother are co-trustees is the other co-General Partner of Teebank. The Reporting Person is trustee of multiple trusts (the "LP Trusts") for the benefit of the Reporting Person and certain of the Reporting Person's immediate family members. The LP Trusts are limited partners of Teebank. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The Reporting Person is the sole trustee of an LP Trust ("LP Trust 1") the beneficiary of which is the Reporting Person's mother. The Reporting Person is also the sole trustee of two additional LP Trusts, the sole beneficiaries of which are the Reporting Person's two children ("LP Trust 2" and "LP Trust 3", respectively). Effective 11/02/2018, LP Trust 1 sold $1.0 million in Teebank interests to each of LP Trust 2 and LP Trust 3. Effective on that same date, LP Trust 1 sold an additional $3.0 million worth of Teebank interests to LP Trusts in which the Reporting Person does not have any pecuniary interest. As of the original reporting date, Teebank engaged a valuation firm to conduct an appraisal of its limited partnership units. This amendment is being filed to reflect the number of issuer securities that were the subject of this transaction based on such appraisal. Class B Common Stock is immediately convertible into Class A Common Stock on a one share for one share basis. Immediate. None. /s/ Steven E. Trager 2019-04-12