0001179110-19-001884.txt : 20190214 0001179110-19-001884.hdr.sgml : 20190214 20190214131456 ACCESSION NUMBER: 0001179110-19-001884 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRAGER STEVE CENTRAL INDEX KEY: 0001078587 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24649 FILM NUMBER: 19603899 MAIL ADDRESS: STREET 1: 601 W MARKET ST CITY: LOUISVILLE STATE: KY ZIP: 40202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REPUBLIC BANCORP INC /KY/ CENTRAL INDEX KEY: 0000921557 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 610862051 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: REPUBLIC CORPORATE CENTER STREET 2: 601 WEST MARKET ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025843600 MAIL ADDRESS: STREET 1: 601 W MARKET ST CITY: LOUISVILLE STATE: KY ZIP: 40202 5 1 edgar.xml FORM 5 - X0306 5 2018-12-31 0 0 0 0000921557 REPUBLIC BANCORP INC /KY/ RBCAA 0001078587 TRAGER STEVE 601 WEST MARKET STREET LOUISVILLE KY 40202 1 1 1 0 Chairman and CEO Class A Common Stock 81276 D Class A Common Stock 482753.998 I By Jaytee Properties Limited Partnership Class A Common Stock 2018-12-10 5 G 0 0 0 D 5728203.913 I By Teebank Family Limited Partnership Class A Common Stock 2018-12-10 5 G 0 0 0 D 5728203.913 I By Teebank Family Limited Partnership Class A Common Stock 225 I By Trager Marital Trust Class A Common Stock 7478 I By Spouse Class A Common Stock 12085 I By 401(k) Plan Class B Common Stock Class A Common Stock 17014 17014 D Class B Common Stock Class A Common Stock 108169.715 108169.715 I By Jaytee Properties Limited Partnership Class B Common Stock 2018-12-10 5 G 0 0 0 D Class A Common Stock 0 751056.126 I By Teebank Family Limited Partnership Class B Common Stock 2018-12-10 5 G 0 0 0 D Class A Common Stock 0 751056.126 I By Teebank Family Limited Partnership Class B Common Stock Class A Common Stock 671583 671583 I By Trager Marital Trust Class B Common Stock Class A Common Stock 1214.5 1214.5 I By 401(k) Plan Jaytee Properties Limited Partnership ("Jaytee") is a family limited partnership. A trust ("GP Trust 1") in which the Reporting Person is a trustee is a co-General Partner of Jaytee. A trust ("GP Trust 2") in which the Reporting Person and his mother are co-trustees is the other co-General Partner of Jaytee. The Reporting Person is also the trustee of multiple trusts (the "LP Trusts") for the benefit of the Reporting Person and certain of the Reporting Person's immediate family members. The LP Trusts are limited partners of Jaytee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Teebank Family Limited Partnership ("Teebank") is a family limited partnership. GP Trust 1 and GP Trust 2 are co-General Partners of Teebank. The LP Trusts are limited partners of Teebank. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The Reporting Person is the trustee and beneficiary of an LP Trust ("LP Trust 1"). Effective 12/10/2018, LP Trust 1 gifted $12.8 million in Teebank interests to another LP Trust ("LP Trust 2"), the co-trustee of which is the Reporting Person's spouse and the beneficiaries of which are the Reporting Person's spouse and two children. The Reporting Person will continue to report the shares underlying the Teebank interests held in LP Trust 2. The Reporting Person is also the trustee of an LP Trust in which the Reporting Person's sister is the beneficiary ("LP Trust 3"). Effective 12/10/2018, LP Trust 3 gifted $6 million worth of Teebank interests to the Reporting Person's sister. The amounts of securities disclosed in Table I, Column 5 and Table II, Column 9 are the amounts beneficially owned before the transaction which is the subject of this report. As of the reporting date, Teebank has engaged a valuation firm to conduct an appraisal of its limited partnership interests. Upon receipt of the appraisal, the Reporting Person expects to file an amendment to this report to update the amounts of securities disclosed in Table I, Column 5 and Table II, Column 9, and to disclose the number of issuer securities that underlie the Teebank interests that were gifted to the LP Trusts and to the Reporting Person's sister. The Reporting Person will continue to report the shares underlying the Teebank interests held in Trust 2. The Reporting Person disclaims beneficial ownership of these securities and the report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Class B Common Stock is immediately convertible into Class A Common Stock on a one share for one share basis. Immediate. None. /s/ Steven E. Trager 2019-02-14