0001179110-19-001884.txt : 20190214
0001179110-19-001884.hdr.sgml : 20190214
20190214131456
ACCESSION NUMBER: 0001179110-19-001884
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190214
DATE AS OF CHANGE: 20190214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRAGER STEVE
CENTRAL INDEX KEY: 0001078587
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24649
FILM NUMBER: 19603899
MAIL ADDRESS:
STREET 1: 601 W MARKET ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: REPUBLIC BANCORP INC /KY/
CENTRAL INDEX KEY: 0000921557
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 610862051
STATE OF INCORPORATION: KY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: REPUBLIC CORPORATE CENTER
STREET 2: 601 WEST MARKET ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025843600
MAIL ADDRESS:
STREET 1: 601 W MARKET ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
5
1
edgar.xml
FORM 5 -
X0306
5
2018-12-31
0
0
0
0000921557
REPUBLIC BANCORP INC /KY/
RBCAA
0001078587
TRAGER STEVE
601 WEST MARKET STREET
LOUISVILLE
KY
40202
1
1
1
0
Chairman and CEO
Class A Common Stock
81276
D
Class A Common Stock
482753.998
I
By Jaytee Properties Limited Partnership
Class A Common Stock
2018-12-10
5
G
0
0
0
D
5728203.913
I
By Teebank Family Limited Partnership
Class A Common Stock
2018-12-10
5
G
0
0
0
D
5728203.913
I
By Teebank Family Limited Partnership
Class A Common Stock
225
I
By Trager Marital Trust
Class A Common Stock
7478
I
By Spouse
Class A Common Stock
12085
I
By 401(k) Plan
Class B Common Stock
Class A Common Stock
17014
17014
D
Class B Common Stock
Class A Common Stock
108169.715
108169.715
I
By Jaytee Properties Limited Partnership
Class B Common Stock
2018-12-10
5
G
0
0
0
D
Class A Common Stock
0
751056.126
I
By Teebank Family Limited Partnership
Class B Common Stock
2018-12-10
5
G
0
0
0
D
Class A Common Stock
0
751056.126
I
By Teebank Family Limited Partnership
Class B Common Stock
Class A Common Stock
671583
671583
I
By Trager Marital Trust
Class B Common Stock
Class A Common Stock
1214.5
1214.5
I
By 401(k) Plan
Jaytee Properties Limited Partnership ("Jaytee") is a family limited partnership. A trust ("GP Trust 1") in which the Reporting Person is a trustee is a co-General Partner of Jaytee. A trust ("GP Trust 2") in which the Reporting Person and his mother are co-trustees is the other co-General Partner of Jaytee. The Reporting Person is also the trustee of multiple trusts (the "LP Trusts") for the benefit of the Reporting Person and certain of the Reporting Person's immediate family members. The LP Trusts are limited partners of Jaytee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Teebank Family Limited Partnership ("Teebank") is a family limited partnership. GP Trust 1 and GP Trust 2 are co-General Partners of Teebank. The LP Trusts are limited partners of Teebank. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
The Reporting Person is the trustee and beneficiary of an LP Trust ("LP Trust 1"). Effective 12/10/2018, LP Trust 1 gifted $12.8 million in Teebank interests to another LP Trust ("LP Trust 2"), the co-trustee of which is the Reporting Person's spouse and the beneficiaries of which are the Reporting Person's spouse and two children. The Reporting Person will continue to report the shares underlying the Teebank interests held in LP Trust 2.
The Reporting Person is also the trustee of an LP Trust in which the Reporting Person's sister is the beneficiary ("LP Trust 3"). Effective 12/10/2018, LP Trust 3 gifted $6 million worth of Teebank interests to the Reporting Person's sister.
The amounts of securities disclosed in Table I, Column 5 and Table II, Column 9 are the amounts beneficially owned before the transaction which is the subject of this report. As of the reporting date, Teebank has engaged a valuation firm to conduct an appraisal of its limited partnership interests. Upon receipt of the appraisal, the Reporting Person expects to file an amendment to this report to update the amounts of securities disclosed in Table I, Column 5 and Table II, Column 9, and to disclose the number of issuer securities that underlie the Teebank interests that were gifted to the LP Trusts and to the Reporting Person's sister. The Reporting Person will continue to report the shares underlying the Teebank interests held in Trust 2.
The Reporting Person disclaims beneficial ownership of these securities and the report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.
Class B Common Stock is immediately convertible into Class A Common Stock on a one share for one share basis.
Immediate.
None.
/s/ Steven E. Trager
2019-02-14