0001171843-16-010417.txt : 20160601 0001171843-16-010417.hdr.sgml : 20160601 20160601161512 ACCESSION NUMBER: 0001171843-16-010417 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160525 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20160601 DATE AS OF CHANGE: 20160601 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE OAKS BANCORP CENTRAL INDEX KEY: 0000921547 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770388249 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-25020 FILM NUMBER: 161689272 BUSINESS ADDRESS: STREET 1: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 BUSINESS PHONE: 8052395200 MAIL ADDRESS: STREET 2: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 8-K 1 f8k_060116.htm FORM 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM 8-K

 

 

 

CURRENT REPORT Pursuant

to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported)   May 25, 2016

 

Heritage Oaks Bancorp

(Exact Name of Registrant as Specified in Its Charter)

 

California

(State or Other Jurisdiction of Incorporation)

 

000-25020 77-0388249
(Commission File Number) (IRS Employer Identification No.)
   
1222 Vine Street, Paso Robles CA 93446
(Address of Principal Executive Offices) (Zip Code)

 

(805) 369-5200

(Registrant’s Telephone Number, Including Area Code)

 

 

 

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

oWritten communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

oSoliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

oPre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

oPre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

SECTION 5 – CORPORATE GOVERNANCE AND MANAGEMENT

 

Item 5.07 - Submission of Matters to a Vote of Security Holders

 

On May 25, 2016, the Company held its annual meeting of shareholders.  Of the 34,129,425 shares of common stock outstanding as of March 31, 2016 which was the record date for the meeting, 29,446,908 shares or 86.28% were present at the meeting in person or by proxy.  The following matters were considered and voted upon, with all nominated directors being elected and all other proposals being approved.

 

1.Election of Directors.

 

Director Shares For Shares Withheld Broker Non-Votes
Michael J. Behrman 26,683,509 191,552 2,571,847
Mark C. Fugate 26,465,398 409,663 2,571,847
Howard N. Gould 26,839,728 35,333 2,571,847
Dee Lacey 26,290,612 584,449 2,571,847
Simone F. Lagomarsino 26,652,021 223,040 2,571,847
James L. Lynch 26,843,966 31,095 2,571,847
Michael J. Morris 26,682,304 192,757 2,571,847
Daniel J. O'Hare 26,465,755 409,306 2,571,847
Michael E. Pfau 26,465,960 409,101 2,571,847
Alexander F. Simas 26,460,486 414,575 2,571,847
Stephen P. Yost 26,464,718 410,343 2,571,847

 

2.An advisory vote to approve the Company’s Executive Compensation.

 

Shares For Against Abstain Broker Non-Votes
26,429,100 391,142 54,819 2,571,847

 

3.Ratify the appointment of Crowe Horwath LLP as the Company’s independent registered public accounting firm for 2016.

 

Shares For Against Abstain Broker Non-Votes
28,760,043 678,762 8,103 --

 

 

 

  Date: June 1, 2016
   
  Heritage Oaks Bancorp
     
     
  By:  /s/ Gregory A. Gehlmann  
  Gregory A. Gehlmann
  SVP, Corporate Secretary

 

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