8-K 1 v164242_8k.htm Unassociated Document
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

FORM 8-K

CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported) 
October 29, 2009
 
Heritage Oaks Bancorp
(Exact Name of Registrant as Specified in Its Charter)

California
(State or Other Jurisdiction of Incorporation)
 
000-25020
77-0388249
(Commission File Number)
(IRS Employer Identification No.)
 
545 12th Street, Paso Robles CA
93446
(Address of Principal Executive Offices)
(Zip Code)

(805) 369-5200
(Registrant’s Telephone Number, Including Area Code)
 

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

¨      Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨      Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨      Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨      Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

ITEM 2.02 - RESULTS OF OPERATIONS AND FINANCIAL CONDITION 

On October 29, 2009, Heritage Oaks Bancorp (NASDAQ: HEOP) issued a Press Release announcing its results of operations for the quarter ending, September 30, 2009. A copy of the press release is attached to this 8-K as Exhibit 99.1.

The information contained in this Report on Form 8-K and its exhibits is furnished pursuant to Item 2.02 and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall such information be deemed incorporated by reference into any of the Company’s filings with the Securities and Exchange Commission, except as shall be expressly set forth by specific reference in any such filing.
 
ITEM 9.01 - FINANCIAL STATEMENTS AND EXHIBITS
(d)
Exhibits
99.1 Press Release dated October 29, 2009
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: October 30, 2009
 
 
Heritage Oaks Bancorp
     
     
 
By:
/s/ Margaret A Torres
 
 
Margaret A Torres
 
Chief Financial Officer

 

 
 
EXHIBIT INDEX
 
Exhibit
Number
 
Description
     
99.1
 
Press Release dated October 29, 2009