0001140361-17-010676.txt : 20170306 0001140361-17-010676.hdr.sgml : 20170306 20170306114326 ACCESSION NUMBER: 0001140361-17-010676 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170302 FILED AS OF DATE: 20170306 DATE AS OF CHANGE: 20170306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE OAKS BANCORP CENTRAL INDEX KEY: 0000921547 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770388249 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 BUSINESS PHONE: 8052395200 MAIL ADDRESS: STREET 2: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stronks Timothy Joseph CENTRAL INDEX KEY: 0001562055 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25020 FILM NUMBER: 17666941 MAIL ADDRESS: STREET 1: 1222 VINE STREET CITY: PASO ROBLES STATE: CA ZIP: 93446 4 1 doc1.xml FORM 4 X0306 4 2017-03-02 0 0000921547 HERITAGE OAKS BANCORP HEOP 0001562055 Stronks Timothy Joseph 1222 VINE STREET PASO ROBLES CA 93446 0 1 0 0 Executive Vice President Common stock 2017-03-02 4 A 0 638 13.95 A 6631 D Common stock 2017-03-02 4 D 0 638 13.95 D 637 I Restricted stock Common stock 3333 I Restricted stock Stock option 7.84 2016-03-02 2025-03-02 Common stock 4613 39083 D Stock option 7.01 2015-09-02 2024-09-02 Common stock 8364 34470 D Stock option 7.75 2015-03-03 2024-03-03 Common stock 3734 26106 D Stock option 6.65 2014-08-01 2023-08-01 Common stock 4263 22372 D Stock option 5.73 2013-09-01 2022-09-01 Common stock 6596 18109 D Stock option 3.10 2011-09-01 2020-09-01 Common stock 11513 11513 D Vesting of restricted stock award. Taxes paid by executive. Options vest equally over a four year period beginning on the dated indicated. Options vest equally over a three year period beginning on the dated indicated. Restricted stock award vests equally over three years, beginning on March 2, 2016. Restricted stock award vests equally over three years, beginning on April 1, 2017. Bryon Layes Attorney-in-fact for Timothy Joseph Stronks 2017-03-06