0001140361-17-010487.txt : 20170303 0001140361-17-010487.hdr.sgml : 20170303 20170303150708 ACCESSION NUMBER: 0001140361-17-010487 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170301 FILED AS OF DATE: 20170303 DATE AS OF CHANGE: 20170303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE OAKS BANCORP CENTRAL INDEX KEY: 0000921547 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770388249 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 BUSINESS PHONE: 8052395200 MAIL ADDRESS: STREET 2: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHACK WILLIAM A CENTRAL INDEX KEY: 0001233960 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25020 FILM NUMBER: 17663107 MAIL ADDRESS: STREET 1: C/O ITLA FINANCIAL CORP STREET 2: 888 PROSPECT STREET SUITE 110 CITY: LA JOLLA STATE: CA ZIP: 92037 4 1 doc1.xml FORM 4 X0306 4 2017-03-01 0 0000921547 HERITAGE OAKS BANCORP HEOP 0001233960 SCHACK WILLIAM A 1222 VINE STREET PASO ROBLES CA 93446 0 1 0 0 EVP / Chief Credit Officer Common stock 2017-03-02 4 A 0 484 13.95 A 7792 D Common stock 2017-03-01 4 A 0 602 14.27 A 7308 D Common stock 2017-03-01 4 D 0 1135 13.93 D 0 I Restricted stock Common stock 2017-03-02 4 D 0 893 13.95 D 893 I Restricted stock Common stock 8130 I Restricted stock Common stock 6666 I Restricted stock Stock option 7.84 2016-03-02 2025-03-02 Common stock 6458 28458 D Stock option 7.01 2015-09-02 2024-09-02 Common stock 8364 22000 D Stock option 7.75 2015-03-03 2024-03-03 Common stock 4384 13636 D Stock option 6.15 2014-07-01 2023-07-01 Common stock 9252 9252 D Vesting of restricted stock award, less 409 shares sold to cover taxes. Vesting of restricted stock award, less 533 shares sold to cover taxes. Restricted stock award vests equally over three years, beginning on July 1, 2016. Restricted stock award vests equally over three years, beginning on March 2, 2016. Restricted stock award vests equally over three years, beginning on April 1, 2017. Restricted stock award vests equally over three years, beginning on March 1, 2015. Bryon Layes Attorney-in-fact for William A. Schack 2017-03-03