0001140361-17-010377.txt : 20170302
0001140361-17-010377.hdr.sgml : 20170302
20170302193637
ACCESSION NUMBER: 0001140361-17-010377
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170302
FILED AS OF DATE: 20170302
DATE AS OF CHANGE: 20170302
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERITAGE OAKS BANCORP
CENTRAL INDEX KEY: 0000921547
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 770388249
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 545 12TH ST
CITY: PASO ROBLES
STATE: CA
ZIP: 93446
BUSINESS PHONE: 8052395200
MAIL ADDRESS:
STREET 2: 545 12TH ST
CITY: PASO ROBLES
STATE: CA
ZIP: 93446
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAGOMARSINO SIMONE
CENTRAL INDEX KEY: 0001084960
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25020
FILM NUMBER: 17660992
4
1
doc1.xml
FORM 4
X0306
4
2017-03-02
0
0000921547
HERITAGE OAKS BANCORP
HEOP
0001084960
LAGOMARSINO SIMONE
1222 VINE STREET
PASO ROBLES
CA
93446
1
1
0
0
President / CEO
Common Stock
7081
I
Restricted stock - performance based
Common stock
6165
I
Restricted stock - performance based
Common stock
6706
I
Restricted stock
Common stock
2017-03-02
4
D
0
3082
13.95
D
3083
I
Restricted stock
Common stock
2017-03-02
4
A
0
3082
13.95
A
178419
D
ISO stock option
7.65
2015-02-03
2024-02-03
Common stock
39213
39213
D
ISO stock option
7.84
2016-03-02
2025-03-02
Common stock
25510
25510
D
NQ stock option
7.84
2016-03-02
2025-03-02
Common stock
19078
19078
D
Performance-based Restricted Stock Award pursuant to the 2005 Equity Based Compensation Plan. This award is subject to forfeiture. This award vests 1/3 each year and vesting is dependent upon related performance conditions being achieved. Initial award was on 2/1/2014.
Performance-based Restricted Stock Award pursuant to the 2005 Equity Based Compensation Plan. This award is subject to forfeiture. This award vests 1/3 of the initial award per year contingent upon related performance conditions being achieved. Initial award was on 3/2/2015.
Restricted stock award pursuant to 2015 Equity Incentive Plan. This award is subject to forfeiture. The shares vest equally over a three year vesting schedule beginning April 1, 2017.
Vesting of restricted stock award. Change from indirect to direct ownership. Taxes paid by executive.
Restricted stock award pursuant to 2005 Equity Based Compensation Plan. This award is subject to forfeiture. The shares vest equally over a three year vesting schedule beginning March 2, 2016.
Bryon Layes Attorney-in-fact for Simone Lagomarsino
2017-03-02