0001140361-17-010377.txt : 20170302 0001140361-17-010377.hdr.sgml : 20170302 20170302193637 ACCESSION NUMBER: 0001140361-17-010377 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170302 FILED AS OF DATE: 20170302 DATE AS OF CHANGE: 20170302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE OAKS BANCORP CENTRAL INDEX KEY: 0000921547 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770388249 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 BUSINESS PHONE: 8052395200 MAIL ADDRESS: STREET 2: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAGOMARSINO SIMONE CENTRAL INDEX KEY: 0001084960 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25020 FILM NUMBER: 17660992 4 1 doc1.xml FORM 4 X0306 4 2017-03-02 0 0000921547 HERITAGE OAKS BANCORP HEOP 0001084960 LAGOMARSINO SIMONE 1222 VINE STREET PASO ROBLES CA 93446 1 1 0 0 President / CEO Common Stock 7081 I Restricted stock - performance based Common stock 6165 I Restricted stock - performance based Common stock 6706 I Restricted stock Common stock 2017-03-02 4 D 0 3082 13.95 D 3083 I Restricted stock Common stock 2017-03-02 4 A 0 3082 13.95 A 178419 D ISO stock option 7.65 2015-02-03 2024-02-03 Common stock 39213 39213 D ISO stock option 7.84 2016-03-02 2025-03-02 Common stock 25510 25510 D NQ stock option 7.84 2016-03-02 2025-03-02 Common stock 19078 19078 D Performance-based Restricted Stock Award pursuant to the 2005 Equity Based Compensation Plan. This award is subject to forfeiture. This award vests 1/3 each year and vesting is dependent upon related performance conditions being achieved. Initial award was on 2/1/2014. Performance-based Restricted Stock Award pursuant to the 2005 Equity Based Compensation Plan. This award is subject to forfeiture. This award vests 1/3 of the initial award per year contingent upon related performance conditions being achieved. Initial award was on 3/2/2015. Restricted stock award pursuant to 2015 Equity Incentive Plan. This award is subject to forfeiture. The shares vest equally over a three year vesting schedule beginning April 1, 2017. Vesting of restricted stock award. Change from indirect to direct ownership. Taxes paid by executive. Restricted stock award pursuant to 2005 Equity Based Compensation Plan. This award is subject to forfeiture. The shares vest equally over a three year vesting schedule beginning March 2, 2016. Bryon Layes Attorney-in-fact for Simone Lagomarsino 2017-03-02