0001140361-17-006377.txt : 20170213 0001140361-17-006377.hdr.sgml : 20170213 20170213204741 ACCESSION NUMBER: 0001140361-17-006377 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE OAKS BANCORP CENTRAL INDEX KEY: 0000921547 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770388249 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 BUSINESS PHONE: 8052395200 MAIL ADDRESS: STREET 2: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OHare Daniel J CENTRAL INDEX KEY: 0001310300 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25020 FILM NUMBER: 17601944 MAIL ADDRESS: STREET 1: 1150 PALM STREET CITY: SAN LUIS OBISPO STATE: CA ZIP: 93401 5 1 doc1.xml FORM 5 X0306 5 2016-12-31 0 0 0 0000921547 HERITAGE OAKS BANCORP HEOP 0001310300 OHare Daniel J 1222 VINE STREET PASO ROBLES CA 93446 1 0 0 0 Common stock 2016-02-29 5 P 0 269 7.71 A 44490 D Common stock 2016-05-31 5 P 0 248 8.042 A 44490 D Common stock 2016-08-31 5 P 0 245 8.212 A 44490 D Common stock 2016-02-29 5 P 0 280 7.346 A 20354 I (2) Common stock 2016-05-31 5 P 0 165 8.042 A 20354 I (2) Common stock 2016-08-31 5 P 0 147 8.212 A 20354 I (2) Common stock 3101 I Restricted stock Stock option 3.10 2010-09-01 2020-09-01 Common stock 7500 17875 D Stock option 4.5 2009-02-02 2019-02-02 Common stock 2500 10375 D Stock option 11.48 2008-02-01 2018-02-01 Common stock 2625 7875 D Stock option 15.24 2007-11-01 2017-11-01 Common stock 5250 5250 D Acquired pursuant to IRA dividend reinvestment plan. Shares are rounded to the nearest whole share. Acquired pursuant to a dividend reinvestment plan. GBP&B Tax & Business Service Inc. 401(k) Daniel J. O'Hare & Allen E. Eschenbach Trustees. Daniel J. O'Hare directly owns 44,490 shares, including 33,732 shares in an individual 401(k) account. His aggregate beneficial ownership is 67,945 shares Ryan Alvord attorney-in-fact for Daniel J. O'Hare 2017-02-13