0001140361-16-091162.txt : 20161230 0001140361-16-091162.hdr.sgml : 20161230 20161230115728 ACCESSION NUMBER: 0001140361-16-091162 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161228 FILED AS OF DATE: 20161230 DATE AS OF CHANGE: 20161230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE OAKS BANCORP CENTRAL INDEX KEY: 0000921547 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770388249 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 BUSINESS PHONE: 8052395200 MAIL ADDRESS: STREET 2: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAGOMARSINO SIMONE CENTRAL INDEX KEY: 0001084960 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25020 FILM NUMBER: 162076938 4 1 doc1.xml FORM 4 X0306 4 2016-12-28 0 0000921547 HERITAGE OAKS BANCORP HEOP 0001084960 LAGOMARSINO SIMONE 1222 VINE STREET PASO ROBLES CA 93446 1 1 0 0 President / CEO Common stock 2016-12-28 4 X 0 42708 7.65 A 145962 D Common stock 2016-12-28 4 X 0 22294 7.84 A 168256 D Common Stock 7081 I Restricted stock - performance based Common stock 6165 I Restricted stock - performance based Common stock 6706 I Restricted stock Common stock 6165 I Restricted stock Common stock 7081 I Restricted stock ISO stock option 7.65 2015-02-03 2024-02-03 Common stock 39213 39213 D ISO stock option 7.84 2016-03-02 2025-03-02 Common stock 25510 25510 D NQ stock option 7.65 2016-12-28 4 X 0 42708 7.65 A 2015-02-03 2024-02-03 Common stock 42708 0 D NQ stock option 7.84 2016-12-28 4 X 0 22294 7.84 A 2016-03-02 2025-03-02 Common stock 22294 19078 D Performance-based Restricted Stock Award pursuant to the 2005 Equity Based Compensation Plan. This award is subject to forfeiture. This award vests 1/3 each year and vesting is dependent upon related performance conditions being achieved. Initial award was on 2/1/2014. Performance-based Restricted Stock Award pursuant to the 2005 Equity Based Compensation Plan. This award is subject to forfeiture. This award vests 1/3 of the initial award per year contingent upon related performance conditions being achieved. Initial award was on 3/2/2015. Restricted stock award pursuant to 2015 Equity Incentive Plan. This award is subject to forfeiture. The shares vest equally over a three year vesting schedule beginning April 1, 2017. Restricted stock award pursuant to 2005 Equity Based Compensation Plan. This award is subject to forfeiture. The shares vest equally over a three year vesting schedule beginning March 2, 2016. Restricted stock award pursuant to 2005 Equity Based Compensation Plan. This award is subject to forfeiture. The shares vest equally over a three year vesting schedule beginning February 1, 2015. Bryon Layes Attorney-in-fact for Simone Lagomarsino 2016-12-30