0001140361-16-091162.txt : 20161230
0001140361-16-091162.hdr.sgml : 20161230
20161230115728
ACCESSION NUMBER: 0001140361-16-091162
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161228
FILED AS OF DATE: 20161230
DATE AS OF CHANGE: 20161230
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERITAGE OAKS BANCORP
CENTRAL INDEX KEY: 0000921547
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 770388249
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 545 12TH ST
CITY: PASO ROBLES
STATE: CA
ZIP: 93446
BUSINESS PHONE: 8052395200
MAIL ADDRESS:
STREET 2: 545 12TH ST
CITY: PASO ROBLES
STATE: CA
ZIP: 93446
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAGOMARSINO SIMONE
CENTRAL INDEX KEY: 0001084960
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25020
FILM NUMBER: 162076938
4
1
doc1.xml
FORM 4
X0306
4
2016-12-28
0
0000921547
HERITAGE OAKS BANCORP
HEOP
0001084960
LAGOMARSINO SIMONE
1222 VINE STREET
PASO ROBLES
CA
93446
1
1
0
0
President / CEO
Common stock
2016-12-28
4
X
0
42708
7.65
A
145962
D
Common stock
2016-12-28
4
X
0
22294
7.84
A
168256
D
Common Stock
7081
I
Restricted stock - performance based
Common stock
6165
I
Restricted stock - performance based
Common stock
6706
I
Restricted stock
Common stock
6165
I
Restricted stock
Common stock
7081
I
Restricted stock
ISO stock option
7.65
2015-02-03
2024-02-03
Common stock
39213
39213
D
ISO stock option
7.84
2016-03-02
2025-03-02
Common stock
25510
25510
D
NQ stock option
7.65
2016-12-28
4
X
0
42708
7.65
A
2015-02-03
2024-02-03
Common stock
42708
0
D
NQ stock option
7.84
2016-12-28
4
X
0
22294
7.84
A
2016-03-02
2025-03-02
Common stock
22294
19078
D
Performance-based Restricted Stock Award pursuant to the 2005 Equity Based Compensation Plan. This award is subject to forfeiture. This award vests 1/3 each year and vesting is dependent upon related performance conditions being achieved. Initial award was on 2/1/2014.
Performance-based Restricted Stock Award pursuant to the 2005 Equity Based Compensation Plan. This award is subject to forfeiture. This award vests 1/3 of the initial award per year contingent upon related performance conditions being achieved. Initial award was on 3/2/2015.
Restricted stock award pursuant to 2015 Equity Incentive Plan. This award is subject to forfeiture. The shares vest equally over a three year vesting schedule beginning April 1, 2017.
Restricted stock award pursuant to 2005 Equity Based Compensation Plan. This award is subject to forfeiture. The shares vest equally over a three year vesting schedule beginning March 2, 2016.
Restricted stock award pursuant to 2005 Equity Based Compensation Plan. This award is subject to forfeiture. The shares vest equally over a three year vesting schedule beginning February 1, 2015.
Bryon Layes Attorney-in-fact for Simone Lagomarsino
2016-12-30