0001140361-16-078975.txt : 20160906 0001140361-16-078975.hdr.sgml : 20160906 20160906175838 ACCESSION NUMBER: 0001140361-16-078975 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160901 FILED AS OF DATE: 20160906 DATE AS OF CHANGE: 20160906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE OAKS BANCORP CENTRAL INDEX KEY: 0000921547 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770388249 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 BUSINESS PHONE: 8052395200 MAIL ADDRESS: STREET 2: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OHare Daniel J CENTRAL INDEX KEY: 0001310300 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25020 FILM NUMBER: 161871687 MAIL ADDRESS: STREET 1: 1150 PALM STREET CITY: SAN LUIS OBISPO STATE: CA ZIP: 93401 4 1 doc1.xml FORM 4 X0306 4 2016-09-01 0 0000921547 HERITAGE OAKS BANCORP HEOP 0001310300 OHare Daniel J 1222 VINE STREET PASO ROBLES CA 93446 1 0 0 0 Common stock 2016-09-01 4 A 0 3101 8.06 A 3101 I Restricted Stock Common stock 43728 D Common stock 19862 I GBP&B Tax & Business Services Inc. 401K Daniel O'Hare & Allen E. Eschenbach Trustees Stock option 3.10 2010-09-01 2020-09-01 Common stock 7500 17875 D Stock option 4.50 2009-02-02 2019-02-02 Comon stock 2500 10375 D Stock option 11.48 2008-02-01 2018-02-01 Common stock 2625 7875 D Stock option 15.24 2007-11-01 2017-11-01 Common stock 5250 5250 D Restricted shares granted pursuant to the Company's 2015 Equity Incentive Plan. The shares vest 100% one year from the grant date. The shares are subject to forfeiture. 2,148 shares distributed to participants individual IRAs. Ryan Alvord attorney-in-fact for Daniel J. O'Hare 2016-09-06