0001140361-16-078958.txt : 20160906 0001140361-16-078958.hdr.sgml : 20160906 20160906170941 ACCESSION NUMBER: 0001140361-16-078958 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160901 FILED AS OF DATE: 20160906 DATE AS OF CHANGE: 20160906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE OAKS BANCORP CENTRAL INDEX KEY: 0000921547 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770388249 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 BUSINESS PHONE: 8052395200 MAIL ADDRESS: STREET 2: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LYNCH JAMES J CENTRAL INDEX KEY: 0001222379 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25020 FILM NUMBER: 161871475 MAIL ADDRESS: STREET 1: PATRIOT FINANCIAL PARTNERS, LP STREET 2: 2929 ARCH STREET, 27TH FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19104 4 1 doc1.xml FORM 4 X0306 4 2016-09-01 0 0000921547 HERITAGE OAKS BANCORP HEOP 0001222379 LYNCH JAMES J 1222 VINE STREET PASO ROBLES CA 93446 1 0 1 0 Common stock 2016-09-01 4 A 0 2636 8.06 A 3173722 I FBO Patriot Financial Partners, LP Common stock 2016-09-01 4 A 0 465 8.06 A 548303 I FBO Patriot Financial Partners Parallel LP Stock option 3.10 2010-09-01 2020-09-01 Common stock 6395 7500 I See footnote (2) Stock option 3.10 2010-09-01 2020-09-01 Common stock 1105 1105 I Please see footnote (2) Restricted shares granted pursuant to the Company's 2015 Equity Incentive Plan. The shares vest 100% one year from the grant date. The shares are subject to forfeiture. Patriot Financial Partners, G.P., L.P. ("Patriot GP") is a general partner of Patriot Financial Partners, L.P. and Patriot Financial Partners Parallel, L.P. (together, the "Funds). Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP. Patriot Financial Partners GP, LLC ("Patriot LLC") is the general partner of Patriot GP. Accordingly, securities owned or deemed to be owned by Patriot GP may be regarded as being beneficially owned by Patriot LLC. Mr. Lynch is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Mr. Lynch disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Ryan Alvord attorney-in-fact for James J. Lynch 2016-09-06