0001140361-16-078908.txt : 20160906
0001140361-16-078908.hdr.sgml : 20160906
20160906145624
ACCESSION NUMBER: 0001140361-16-078908
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160901
FILED AS OF DATE: 20160906
DATE AS OF CHANGE: 20160906
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERITAGE OAKS BANCORP
CENTRAL INDEX KEY: 0000921547
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 770388249
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 545 12TH ST
CITY: PASO ROBLES
STATE: CA
ZIP: 93446
BUSINESS PHONE: 8052395200
MAIL ADDRESS:
STREET 2: 545 12TH ST
CITY: PASO ROBLES
STATE: CA
ZIP: 93446
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pfau Michael E.
CENTRAL INDEX KEY: 0001415173
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25020
FILM NUMBER: 161870668
MAIL ADDRESS:
STREET 1: 545 12TH STREET
CITY: PASO ROBLES
STATE: CA
ZIP: 93446
4
1
doc1.xml
FORM 4
X0306
4
2016-09-01
0
0000921547
HERITAGE OAKS BANCORP
HEOP
0001415173
Pfau Michael E.
1222 VINE STREET
PASO ROBLES
CA
93446
1
0
0
0
Common stock
2016-09-01
4
A
0
3101
8.06
A
3101
I
Restricted Stock
Common stock
83440
D
Stock option
3.10
2010-09-01
2020-09-01
Common stock
7500
12625
D
Stock option
4.50
2009-02-02
2019-02-02
Common stock
2500
5125
D
Stock option
11.48
2008-02-01
2018-02-01
Common stock
2625
2625
D
Restricted shares granted pursuant to the Company's 2015 Equity Incentive Plan. The shares vest 100% one year from the grant date. The shares are subject to forfeiture.
Ryan Alvord attorney-in-fact for Michael E. Pfau
2016-09-06